New Series 82 Exam Study Guide

The securities world is constantly changing, and Solomon Exam Prep works to provide you with the most accurate and up-to-date exam materials on the market. Our brand new 2nd edition of The Solomon Exam Prep Guide to the Series 82 Limited Representative – Private Securities Offerings Representative Exam features 100 new practice questions, new visuals and examples, and expanded material on subjects throughout the book… Continue reading

9781610070874 cov.inddThe securities world is constantly changing, and Solomon Exam Prep works to provide you with the most accurate and up-to-date exam materials on the market.  Our brand new 2nd edition of The Solomon Exam Prep Guide to the Series 82 Limited Representative – Private Securities Offerings Representative Exam features 100 new practice questions, new visuals and examples, and expanded material on subjects throughout the book, including:

      • Updated FINRA rules
      • Regulation A+
      • Regulation D
      • Money market instruments
      • Insider trading
      • New suitability rules
      • Taxation

and much more that you will need to know to pass the Series 82 and sell private placements.

The Series 82 is a difficult exam, but with our guide you will approach the test fully prepared and be ready to enter the private securities industry with knowledge and expertise.  As Solomon Exam Prep President Jeremy Solomon says, “The increase in the numbers of people taking the Series 82 has mirrored the rise in the sale of private securities.  The Series 82 isn’t as extensive as some other FINRA exams, but it is not an easy exam for most test-takers.  That’s because three-quarters of the exam is on the regulation of securities and handling customer accounts, topics many professionals in the world of private placements may not be familiar with.  Becoming familiar with securities industry rules and laws generally means reading and practicing, something busy securities professionals often have difficulty finding the time for. That’s why Solomon study materials are so valuable — they make the process highly efficient and guide test-takers to success.”

Solomon Exam Prep has helped thousands of financial professionals pass their FINRA, NASAA, and MSRB securities regulatory exams including the Series 6, 7, 24, 26, 27, 28, 51, 52, 53, 55, 62, 63, 65, 66, 79, 82, and 99. The Solomon Exam Prep training system includes print and digital Exam Study Guides, Online Exam Simulators, Audiobooks, and Video Lectures to address the learning needs of all kinds of test-takers.

Series 51 Exam Study Guide – New Edition

Solomon Exam Prep announces publication of the 2nd edition of The Solomon Exam Prep Guide to the Series 51 Municipal Fund Securities Exam. Written in clear English with practice questions, exercises and visual aids sprinkled throughout, the comprehensive Solomon Exam Prep Guide will get you on track to passing the Series 51 Municipal Fund Securities Limited Principal exam. Continue reading

Do you need to know about qualified tuition plans, arbitrage rules and LGIP tax-exempt status? Do SMMPs, OMSJs, and “otherwise independent persons” sound meaningful to you? If you answered yes to these questions, then you probably work in the municipal fund securities industry and you need to take the MSRB Series 51 exam.

Solomon Exam Prep announces publication of the 2nd edition of The Solomon Exam Prep Guide to the Series 51 Municipal Fund Securities Exam. Written in clear English with practice questions, exercises and visual aids sprinkled throughout, the comprehensive Solomon Exam Prep Guide will get you on track to passing the Series 51 Municipal Fund Securities Limited Principal exam.

According to Solomon Exam Prep President Jeremy Solomon, many underestimate the Series 51 exam because it’s only 60 questions long. Says Solomon: “The good thing about a shorter exam like the Series 51 is that it’s only 60 questions and it doesn’t cover as much material as other securities exams, such as the Series 7 or the Series 65. The bad thing about the Series 51 is that it’s only 60 questions and there’s less margin for error.   What makes the Series 51 particularly challenging is that it covers topics that most individuals, even securities professionals, have little knowledge of: the supervision of municipal fund securities activities. Topics include LGIPs, arbitrage bonds, qualified tuition plans and the regulation of political contributions. That’s why a good text and putting in enough study time are absolutely necessary if you want to pass the Series 51 exam and achieve the Municipal Fund Limited Principal registration.”

The Solomon Exam Prep Guide to the Series 51 Exam, 2nd edition includes:

New and updated MSRB rules, per the latest MSRB exam outline

Expanded arbitrage rebate section

Discussion of A, B, and C shares and breakpoint sales in relation to 529 plans

Expanded sections on transferring funds from other savings vehicles into 529 plans

Expanded discussion of municipal fund securities principal responsibilities

Expanded discussion and examples of the pay-to-play rule

Expanded discussion of out-of-state disclosure rules for 529 plans

Updated suitability section based on new suitability rule and its application

More examples, tables, figures, exercises and practice questions

Solomon Exam Prep has helped thousands of financial professionals pass their FINRA, NASAA, and MSRB securities regulatory exams including the Series 6, 7, 24, 26, 27, 28, 51, 52, 53, 55, 62, 63, 65, 66, 79, 82, and 99. The Solomon Exam Prep training system includes print and digital Exam Study Guides, Online Exam Simulators, Audiobooks, and Video Lectures to address the learning needs of all kinds of test-takers.

Solomon Exam Prep is led by founders Jeremy and Karen Solomon, both of whom maintain a lifelong commitment to advancing learning and education.  Solomon Exam Prep draws from a pool of seasoned educators, practitioners and communicators who are experienced in both investment education and the process of adult learning.

“The Solomon Exam Prep Guide: Series 24 General Securities Principal Qualification Examination, 2nd Edition” Exam Study Guide Now Available

In response to the new FINRA Series 24 outline, Solomon Exam Prep restructures its Series 24 Exam Study Guide giving Solomon students the most up-to-date Series 24 study materials available. Continue reading

In response to the new FINRA Series 24 outline, Solomon Exam Prep restructures its Series 24 Exam Study Guide giving Solomon students the most up-to-date Series 24 study materials available.

Series 24 Exam Study GuideSolomon Exam Prep is pleased to announce the publication of the online study guide, “The Solomon Exam Prep Guide: Series 24 General Securities Principal Qualification Examination, 2nd Edition” (https://solomonexamprep.com/series24/exam-study-guide).

As of October 13, 2014 FINRA has revised the Series 24 General Securities Principal Exam outline to include new rules and laws, including the adoption of rules from the consolidated FINRA rulebook. The new Series 24 exam outline will be categorized by function, rather than by the current sections. In addition, in the new Series 24 each function will include specific tasks describing activities associated with performing that function, similar to the revised Series 7 and Series 6 exam outlines.

This brand-new edition reflects the revised FINRA exam outline format for October 2014, and includes the latest information on asset-backed securities, including new sections on Regulations AB and ABII and static pool analysis. Written by Karen Solomon, Ph.D., and Al Schaller, M.A., the guide works in three mutually reinforcing ways: it focuses on the most important aspects of the exam, it provides the reader with plenty of practice questions with detailed rationales, and it continually reminds them of the importance of taking the test in the first place: to protect investors.

For more information, or to order “The Solomon Exam Prep Guide: Series 24 General Securities Principal Qualification Examination, 2nd Edition,” please go to: https://solomonexamprep.com/series24/exam-study-guide.