Elon University Students Studying for the SIE Exam with Solomon

Solomon Exam Prep’s SIE exam prep materials are helping finance students at Elon University prepare to take the FINRA SIE exam. Continue reading

Solomon Exam Prep is delighted to be partnering with Elon University in Elon, North Carolina, to bring Securities Industry Essentials (SIE) Exam prep to students this Spring 2022 term. Twenty students in the FIN 4780 SIE course are studying with Solomon SIE prep materials. The course will prepare students to take not only the FINRA SIE exam, but also the FINRA Series 7 exam after graduation. Instructor Thibaut G. Morillon, Ph.D., Assistant Professor of Finance in the Martha and Spencer Love School of Business, is teaching the course.

Elon students taking the course receive the Solomon Exam Prep SIE Total Package, which contains all the study materials they need to prepare for the SIE exam:

    • Digital Study Guide
    • Exam Simulator
    • Video Lecture
    • Audiobook
    • Digital Flashcards
    • Free resources and tools, including Solomon SIE Study Schedules and Pass Probability™, Solomon’s proprietary technology that predicts when students are ready to take their exams.
What’s the SIE exam?

The SIE exam was created by FINRA as a foundational exam for those wanting to enter the securities industry. Studying for the SIE exam enables students to learn the basics of the finance and securities industries, such as stocks, bonds, mutual funds, and ETFs. In addition, passing the exam can open doors to a variety of careers. Anyone over 18 years old can take the SIE and results are valid for four years, so college is a perfect time to take the exam.

The SIE exam is a co-requisite to the Series 7 and other FINRA representative-level exams. To take the Series 7 exam, a FINRA member firm must employ and sponsor you. If you pass the SIE and get hired by a broker-dealer, you can then take the Series 7 and become a registered representative in the securities industry.

Interested in partnering with Solomon?

Solomon Exam Prep partners with dozens of colleges and universities to bring the Solomon SIE exam prep program to students across the country. Solomon can tailor its SIE curriculum to fit any course, including credit and non-credit courses, as part of a current course such as Finance or Capital Markets, or as a self-study program. The Solomon platform works equally well for in-person, hybrid, and online courses. And instructors receive access to the Instructor Portal, class slides, quizzes and exams, a custom study schedule, and QwizBang, Solomon’s interactive game platform.

Join institutions such as Elon University, Florida Memorial University, Pepperdine University, the University of North Carolina at Pembroke, University of Delaware, Adelphi University, University of Nebraska-Omaha, Seton Hall University, Ohio Dominican University, Georgetown University, Widener University, and University of Dallas in partnering with Solomon.

To learn more about the ways colleges and universities can partner with Solomon, contact Beth Hamilton, Higher Education Development Manager, at beth@solomonexamprep.com or 503-601-0212.

Solomon Exam Prep Exhibiting at Midwest Finance Association 2022 Conference

If you’re attending the Midwest Finance Association 2022 Conference March 10-12, visit Solomon Exam Prep’s exhibitor booth. Continue reading

Solomon Exam Prep is proud to be sponsoring and exhibiting at the Midwest Finance Association 2022 Conference, which will be held at the Radisson Blu Aqua Hotel in Chicago, IL, March 10–12. Solomon invites attendees to visit our booth to learn about how Solomon provides its innovative Securities Industry Essentials (SIE) exam prep to colleges and universities across the country.

About the MFA

Founded in 1951, the Midwest Finance Association is a nonprofit professional association of academics and finance industry professionals dedicated to the furtherance of finance education. The organization currently has over 400 members from more than forty countries, and membership is open to anyone who has a career in the area of finance. The annual conference provides a forum for the exchange of intellectual ideas between academic and business circles.

What is the SIE Exam?

The FINRA SIE exam is the foundational exam required for anyone who wants to become licensed to work in the securities industry. Passing the SIE shows potential employers that you have mastered the basics of the industry and opens doors to a variety of careers. Anyone over 18 years old can take the SIE, so it’s perfect for college students.

Solomon Exam Prep partners with dozens of colleges and universities to bring the Solomon SIE exam prep program to students across the country. Join institutions such as Florida Memorial University, Pepperdine University, the University of North Carolina at Pembroke, University of Delaware, Adelphi University, University of Nebraska-Omaha, Seton Hall University, Ohio Dominican University, Georgetown University, Widener University, and University of Dallas in partnering with Solomon.

To learn more about the ways colleges and universities can partner with Solomon, contact Beth Hamilton, Higher Education Development Manager, at beth@solomonexamprep.com or 503-601-0212.

Florida Memorial University, InspereX, and Solomon Exam Prep Bring SIE Exam Prep to FMU Students

With sponsorship from InspereX, FMU students will receive the Solomon study materials and exam fee they need to pass the FINRA Securities Industry Essentials (SIE) Exam. Continue reading

Solomon Exam Prep is pleased to announce a partnership with Florida Memorial University and InspereX to support FMU School of Business students in preparing for and taking the FINRA Securities Industry Essentials (SIE) Exam. Through this partnership, FMU is offering an SIE Self-Study Program led by Visiting Instructor of Finance and Marketing, Lawrence Goehrig, in Spring 2022.

Thanks to the generosity of InspereX, FMU students will receive the top-of-the-line Solomon SIE Total Study Package. InspereX is also funding the purchase of hardcopy Study Guide upgrades for all students in the program, plus the FINRA SIE Exam fee, which is $80.00 per student.

Solomon Exam Prep President Jeremy Solomon says

“Solomon is honored to work with FMU and InspereX to help prepare students to take the FINRA SIE Exam. The SIE is the foundational exam required for anyone who wants to become licensed to work in the securities industry, and passing the SIE exam will give FMU students a competitive edge in the job market.”

Geared to fit a variety of learning styles, the Solomon SIE Exam Total Package includes the full line of Solomon SIE materials: digital Study Guide, Exam Simulator, Audiobook, Video Lecture with downloadable slides, and digital Flashcards. Students will also be able to take advantage of free resources and tools, including Solomon Study Schedules and Solomon Pass Probability™ technology. And with access to the Solomon Instructor Admin Portal, Professor Goehrig will be able to monitor his students’ progress to assist them as they study.

Florida Memorial University, founded in 1879, is one of the oldest academic centers in Florida, and is the only historically Black university in southern Florida. The university offers 27 undergraduate degree programs and three master’s programs.

InspereX is a leading fintech transforming how fixed income securities and market-linked products are accessed, evaluated, and traded. The firm has principal offices in Delray Beach, San Francisco, Chicago, and New York City.

About Solomon Exam Prep

Founded by Karen Solomon (Ph.D., University of Chicago) and Jeremy Solomon (MBA, Wharton), Solomon Exam Prep has helped thousands pass their securities licensing exams including the SIE, Series 3, 6, 7, 14, 22, 24, 26, 27, 28, 50, 51, 52, 53, 54, 63, 65, 66, 79, 82 and 99.

Solomon Exam Prep partners with dozens of colleges and universities to bring the Solomon SIE exam prep program to students across the country. Join institutions such as Florida Memorial University, Pepperdine University, the University of North Carolina at Pembroke, University of Delaware, Adelphi University, University of Nebraska-Omaha, Seton Hall University, Ohio Dominican University, Georgetown University, Widener University, and University of Dallas in partnering with Solomon.

To learn more about the ways colleges and universities can partner with Solomon, contact Beth Hamilton, Higher Education Development Manager, at beth@solomonexamprep.com or 503-601-0212.

Pepperdine University Partners with Solomon on SIE Prep Course

Solomon Exam Prep’s Securities Industry Essentials (SIE) Exam prep materials will be used by students at Pepperdine University this Spring 2022 term. Continue reading

Solomon Exam Prep is thrilled to announce that Pepperdine University in Malibu, California, will be using the Solomon SIE curriculum for a course in the spring 2022 term. This marks the second time Pepperdine has used Solomon SIE materials in one of their courses in the Graziadio Business School, which offers full-time, part-time, and executive MBA programs, as well as doctorate, master’s, bachelor’s, joint degrees, and professional development certificate courses. 

The seven-week, in-person class, Contemporary Issues in Business and Management, will be taught by Professor Chris Manfrè, MBA, PhD, and will give students the chance to explore current topics in business and management. Students will be using the Solomon SIE Total Package as their main course material, which includes the digital Study Guide, Exam Simulator, Audiobook, Video Lecture, and Flashcards. The course will help prepare students to take the FINRA Securities Industry Essentials (SIE) Exam.

Bring the SIE To Your Campus

Solomon Exam Prep can tailor its SIE curriculum to fit any course, including credit and non-credit courses, as part of a current course such as Finance or Capital Markets, or as a self-study program. The Solomon platform works equally well for in-person, hybrid, and online courses. And no matter what kind of course it is, instructors receive access to the Instructor Portal, class slides, quizzes and exams, a custom study schedule, and QwizBang, Solomon’s interactive game platform.

Solomon Exam Prep partners with dozens of colleges and universities to bring the Solomon SIE exam prep program to students across the country. Join institutions such as Pepperdine University, the University of North Carolina at Pembroke, University of Delaware, Adelphi University, University of Nebraska-Omaha, Seton Hall University, Ohio Dominican University, Georgetown University, Widener University, and University of Dallas in partnering with Solomon.

To learn more about the ways colleges and universities can partner with Solomon, visit the website or contact Beth Hamilton, Higher Education Development Manager, at beth@solomonexamprep.com or 503-601-0212.

Solomon Exam Prep has helped tens of thousands pass their FINRA, NASAA, MSRB, and NFA licensing exams including the SIE, Series 3, 6, 7, 14, 22, 24, 26, 27, 28, 50, 51, 52, 53, 54, 63, 65, 66, 79, 82, and 99.

Interview: How Pennie Kincade Passed Three Securities Licensing Exams

Do you need to pass the SIE, Series 7, Series 66, or another FINRA or NASAA exam? Hear one student’s experience preparing for and taking her securities exams. Continue reading

There are many career options to choose from in the financial services industry, such as stockbroker, investment banker, financial analyst, or financial advisor. Whether you’re aiming for a job on Wall Street or off, you will probably need to pass a securities licensing exam or two (or three) to be permitted to work in your chosen role. To reach her career goals, Solomon customer Pennie Kincade, Financial Advisor at Raymond James Financial Services, decided to take the FINRA Securities Industry Essentials (SIE) and Series 7, and the NASAA Series 66 exams. Pennie recently shared her experience studying for and passing her exams.

“From passing the exams, I have been able to further my career and truly enjoy coming to work every day. It’s been a privilege to partner with my clients and plan for their retirement.”

Pennie Kincade

Solomon Exam Prep: What led you to take the SIE, Series 7, and Series 66?

Pennie Kincade: When I started working in the financial services industry, I found my passion helping individuals and businesses reach their financial goals. I wanted to take this a step further by helping with their long-term goals, wealth management strategies, business succession planning, and retirement planning. With the SIE, Series 7 and 66, now I can follow my dream of assisting clients with wealth management strategies.

Solomon Exam Prep: Out of the exams you passed, which one did you find the most challenging and why?

Pennie Kincade: The Series 7 was the most challenging and the longest exam. It was helpful to have Solomon Exam Prep available to answer my questions and breakdown concepts into simple terms. They gave me confidence to push through and not give up.

Solomon Exam Prep: How did you approach studying for your exams?

Pennie Kincade: When studying for each exam, it was important to read each chapter and take a chapter exam at the end. Regardless of my scores, I continued reading through, taking an exam and then I started taking half exams once or twice a week. The questions I missed, I wrote down and referred back to for review. I reread my notes and reviewed each chapter on sections I scored low in. Once my scores were in the 80s, I moved onto a full exam once a week. Making note cards and writing out the questions I missed were helpful to review later. Two weeks before the exam, I made a sheet with notes to review each day with definitions, formulas or calculations.

Solomon Exam Prep: How did you take the exams – at a testing center or remotely? How was your experience, and do you have any tips to share?  

Pennie Kincade: I completed my exams at the testing center. Before each exam, I would arrive an hour and a half early. During this time, I would have a small snack and drink some water. Then I reviewed my note cards and one page cram sheet. When I was able to write down notes during the exam, I wrote down everything I could remember from my cram sheet since it was fresh in my mind. I found this helpful to refer back to when I was getting a little anxious. It helped me stay focused and maintain confidence.

“It was helpful to have Solomon Exam Prep available to answer my questions and breakdown concepts into simple terms. They gave me confidence to push through and not give up.”

Solomon Exam Prep: Any words of wisdom to help motivate others who are preparing for exams? 

Pennie Kincade: Give yourself enough time to study and know when you need a break. I read my notes out loud, while recording my voice and listened to them on the way to work. The chapters I had a difficult time remembering I would read the section before bed and touch on it the next morning. If I felt I had information overload, I would get up for a snack and take a 15-minute break.  

Solomon Exam Prep: How has passing these exams affected your work and your career?

Pennie Kincade: From passing the exams, I have been able to further my career and truly enjoy coming to work every day. It’s been a privilege to partner with my clients and plan for their retirement.

Visit the Solomon Exam Prep website to explore study materials for 21 different securities licensing exams, including the SIE, Series 7, and Series 66.

What Does “Tender” Mean on Securities Exams?

For a number of securities exams, you should understand the term “tender.” Solomon explains what the term means and how it’s used in the securities industry. Continue reading

When studying for a securities exam such as the FINRA Securities Industry Essentials (SIE) exam and the Series 7, Series 14, Series 24, Series 79, or the MSRB Series 50, Series 52, Series 53, or Series 54, it’s likely you will encounter the word “tender.” This bit of terminology may be confusing at first. But learning the ways “tender” is commonly used in the securities industry will prevent you from getting tripped up when you see it on an exam.

You may have heard this word in connection with stock buybacks. When a company offers to buy its shares back from stockholders, the company is said to be conducting a tender offer. The stockholders who take the company up on the offer are said to be tendering their shares. A company may also make a tender offer to a different company’s shareholders, for example if it wants to acquire the other company. 
  
The word “tender” comes from the field of law. To tender is to make a binding offer to enter into an agreement. (It also has a second meaning of presenting payment, which is why your dollar bill has the phrase “legal tender” on it.) So when you tender a security you own, you are offering to sell it on terms that have been spelled out between you and the other party. In the case of a tender offer, the company must specify these terms when it makes the offer and shareholders must take them or leave them. In many cases, the U.S. Securities and Exchange Commission (SEC) requires that these terms include a window of time during which shareholders who tendered their shares may change their minds. In that case, the “binding offer” is not binding right away. 
  
Another securities-related use of “tender” is when a security gives its owner the right to sell it back to the issuer. Exercising this right is sometimes called tendering the security. For example, a municipal bond might have a tender option that gives the bondholder the right to sell it back to the municipality at a certain time for a certain price. Additionally, some variable-rate municipal securities come with a mandatory tender that is triggered when the rate is adjusted. When this happens, the bondholder must choose between tendering the bond or accepting the new rate. 
  
So if you see the word “tender” on a securities exam, it means that the owner of a security is offering to sell it under specific terms and conditions, and the owner’s ability to back out of the offer may be limited.

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Francis Marion University Students Studying for the SIE Exam with Solomon

Solomon Exam Prep’s newest partnership will bring its Securities Industry Essentials (SIE) exam curriculum to a self-study cohort. Continue reading

Solomon Exam Prep is pleased to announce that students at Francis Marion University in Florence, South Carolina, will shortly begin studying for the Securities Industry Essentials (SIE) exam. Instructor Jan Serrano, PhD., Associate Professor of Finance, will lead the group of students in a self-study course using Solomon’s SIE Total Study Package, providing them with the widest variety of study tools to help them pass the SIE.

Bring the SIE To Your Campus

Interested in how you could incorporate Solomon Exam Prep’s study materials into a course at your college or university? Solomon’s flexible SIE curriculum can be tailored to meet the needs of a variety of classes. Students receive Solomon’s industry-leading online study materials at a discounted educational rate, and instructors benefit from high-touch support and access to the Instructor Portal with its innovative classroom tools and reporting features. And Solomon’s SIE curriculum is perfect for both in-person and online courses.

Solomon Exam Prep partners with dozens of colleges and universities to bring the Solomon SIE exam prep program to students across the country. Join institutions such as the University of Nebraska-Omaha, University of Delaware, Adelphi University, Seton Hall University, Ohio Dominican University, Georgetown University, Widener University, and University of Dallas in partnering with Solomon.

To learn more about the ways colleges and universities can partner with Solomon, visit the website or contact Beth Hamilton, Higher Education Development Manager, at beth@solomonexamprep.com or 503-601-0212.

Solomon Poll: Inflation Expectations for 2022

What are inflation and inflation expectations, and why are they important? Learn what these terms mean and the results of the latest Solomon poll. Continue reading

Can you predict what the economic future of the U.S. will be next month? How about next year? If you’re not sure, Solomon Exam Prep suggests you look at leading indicators, which are economic measures that have been found to anticipate a change in the economy. They are also tested subjects on securities licensing exams such as the FINRA Securities Industry Essentials (SIE) exam and the NASAA Investment Adviser (Series 65) exam. 
 
One important leading indicator is inflation. So, we asked Solomon LinkedIn followers to predict whether the rate of inflation in 2022 will increase, decrease, or stay the same. According to the poll, a whopping 81% of respondents believe that inflation will increase in 2022. Ten percent predict that inflation will stay the same, and nine percent think it will decrease.  
 
For securities licensing exams, leading indicators are important to understand because they are believed to have predictive power, and therefore, allow economists to see what the economic future may hold. That is why Solomon Exam Prep study guides for the Securities Industry Essentials (SIE), Series 7, Series 65, and Series 66 all discuss inflation. So, what exactly is inflation and why does it occur? 

What is inflation and why does it happen?

Inflation means an increase in the prices of goods and services and a decline in the purchasing power of a currency. It can be understood as a part of business cycles, which are fluctuations in the economy. A business cycle has four phases. The first phase, expansion, is characterized by an increase in economic activity and above-average economic growth. In this phase, the production of goods rises and unemployment falls. Lenders make credit more available because they believe businesses and people will be able to repay their loans. Available credit means lower interest rates, which fuels expansion, resulting in more jobs. 
  
The expansion phase feels good because jobs are plentiful, and wages rise. But a risk of the expansion phase is the possibility of inflation because increasing wages and available credit tend to boost prices.  Inflation can result when demand for goods and services outstrips their supply. This usually occurs near the end of an expansionary phase, when too much money is chasing too few goods. Inflation can occur because of:

    • High consumer confidence in the economy
    • An economy that has reached its production potential
    • Excess money in the economy
    • Increases in wages and other production costs, such as a rise in commodity prices

What does inflation mean for investors?

With rising prices come rising interest rates. For example, if the cost of living is increasing at 5%, as measured by the Consumer Price Index (CPI), investors will be unwilling to purchase a bond paying 4% and lose purchasing power. Lenders will need to raise interest rates to keep up with inflation. 
  
In an inflationary environment, investors may be less inclined to make long-term investments. The possibility that a long-term bond or other long-term investment will not keep up with inflation may drive investors to short-term and variable-rate bonds. Unfortunately, to grow, many businesses, especially capital-intensive companies such as oil and gas refineries, airlines, and telecommunications companies need to borrow for the long-term. As a result, an inflationary environment can reduce business investment and cause an economic downturn.

What are inflation expectations?

To return to the Solomon LinkedIn poll – does it matter what people think will happen with inflation in the future? The short answer is yes, and there’s even a term for this: inflation expectations. Inflation expectations refer to the rate at which people and businesses expect prices to rise in the future. Inflation expectations are important because they can actually affect the real rate of inflation. For example, if everyone expects prices to increase by two percent over the next year, then businesses will likely raise their prices by two percent or more, and workers will want comparable salary increases.  
 
If the Solomon LinkedIn poll results are any indication, inflation expectations for the next year are that prices will increase. Do you agree that 2022 will see a rise in the rate of inflation? Comment below to share your thoughts on the topic. 
 
Follow Solomon on LinkedIn for more polls, industry updates, study tips, and more!

Interview: How Alec Orudjev Passed Four Securities Licensing Exams

What does it take to pass securities licensing exams like the SIE, Series 24, Series 63, and Series 79? Read about one student’s approach to success. Continue reading

No one said career changes are easy, and when they involve taking several difficult securities licensing exams, the challenge is real. Having an effective study system is an important part of passing securities licensing exams, and hearing about others’ strategies can help you develop a system that works for you. Solomon Exam Prep recently interviewed Alec Orudjev, General Counsel at FT Global Capital, about passing the SIE, Series 24, Series 63, and Series 79 exams (in three months!). Alec shares valuable insights into his study process and how he utilizes Solomon materials to achieve success.

“… the Solomon study materials are the best and the most comprehensive (notes, resources, simulated exam questions, etc.) in their class, in my view.

Photo of Alec Orudjev

Alec Orudjev

Solomon Exam Prep: What motivated you to pursue multiple securities licenses?

Alec Orudjev: After about two decades of being an attorney in private practice, I decided to change my career path and accepted an in-house legal counsel position earlier in the year. As a condition of such change, I needed to secure certain FINRA licenses.

Solomon Exam Prep: Why did you take your exams in the order that you did? Was this order helpful, or would you change anything if you had to do it again? 

Alec Orudjev: I have passed the SIE, Series 79, 63 and 24 tests, and am currently studying for the Series 7 exam. While some of this sequence is dictated by FINRA rules, etc., a great deal of it is a matter of personal planning. Given the overlapping nature of the substance of these tests, I thought it would be helpful to plan the sequence to benefit from common points/concepts across different tested areas. Basically, I focused on the end objective and reviewed the substance of each test to line them up so as to utilize my time most efficiently and effectively.

Solomon Exam Prep: Out of the exams you passed, which one required the most study time and why? 

Alec Orudjev: Looking back, I think the Series 24 exam commanded most of my study time and attention. I think the volume of what was to be covered and the overall fatigue of having to study and pass three FINRA exams in a 2 ½ month period both made this test preparation more difficult than it would or should have been. It is a very saturated, broad themed exam that requires a lot of focus and attention.

Solomon Exam Prep: How did you approach studying for your exams?  

Alec Orudjev: My approach included: (i) outlining, and (ii) attending Solomon live classes and utilizing exam simulators. With respect to the first element, I approached all my exam preparations the way I did my law school exams – by first preparing thorough outlines of the reading materials. I would start by reading the Solomon preparation materials, actively engaging them and highlighting key points, concepts and examples. Next, I would transfer (literally and figuratively) those notes into an outline of my own, condensing the reading materials down to their bare essence. For example, five chapters of the Series 24 prep book (about 500 pages) were condensed to a 50-page outline (10:1 ratio or so) which, then, I used in reviewing in preparation for the test. Needless to say, one’s outline is as good as one’s effort and the quality of the underlying study materials. On the latter point – the Solomon study materials are the best and the most comprehensive (notes, resources, simulated exam questions, etc.) in their class, in my view. While this outlining approach seems like a lot of work, it is. However, it has worked for me for years and I do strongly recommend this approach to all.

With respect to the second element of my approach, I made every effort to attend live classes and utilize exam simulator questions. I will then turn to Solomon’s online exam question bank and answer those questions, noting what I got right and, more importantly, what and why I got wrong. Also, a significant part of my preparations involved participation in live classes offered by Solomon (I enrolled in the SIE and 63 sessions). You tend to get lot more out of these sessions if you review the materials ahead of time. Overall, they are terrific – the instructor is sharp and very knowledgeable, with a healthy sense of humor to get you through some rather dense and tedious parts of the material. I would highly recommend taking live sessions as they force you to focus on the totality of the study materials in five days, 3-4 hours a day – a daunting, but useful exercise.

Studying for any difficult test is no pleasant experience … take breaks, change the nature of your mental engagement (read something else altogether, watch, take a walk, etc.) to refresh and resume your studying effort.”

Solomon Exam Prep: How did you take the exams – at a testing center or remotely? How was your experience, and do you have any tips to share? 

Alec Orudjev: I took all exams (4 + 1 more to go) at the ProMetric testing center in Bethesda, MD. Given the stress of test-taking, in general, I did not want to add the stress of doing it remotely, etc. The conditions at the center were superb, the staff – very friendly and helpful. I offer no new advice on how to handle this experience other than what is commonly suggested for test takers, e.g., arrive early, read test center instructions carefully and follow them to the letter, give yourself enough time to travel, relax and focus before the test, pace yourself during the test, etc. Keep in mind, however, that FINRA tests are uniquely stringent in the way they are administered, etc. So, to reiterate – read the test taking instructions closely.  

Solomon Exam Prep: Any words of wisdom to help motivate others who are preparing for exams? 

Alec Orudjev: Focus on the reasons why you have undertaken this effort. Studying for any difficult test is no pleasant experience, and very few things can make that less so. However, take breaks, change the nature of your mental engagement (read something else altogether, watch, take a walk, etc.) to refresh and resume your studying effort. There will be many distractions and excuses – acknowledge and indulge to some extent, but do not lose your focus. Most importantly, be honest with yourself about how disciplined you are studying and preparing for your exams.

Solomon Exam Prep: How has passing the SIE, Series 24, Series 63, and Series 79 exams affected your work and your career?

Alec Orudjev: Certainly. Apart from the obvious, studying helped me to be a better legal professional and advisor. Understanding and internalizing a large, complex body of laws, rules and regulations governing the conduct of member firms is a daunting task indeed. These exams set a useful baseline for developing this understanding and building upon it. Take solace in this idea and keep at it.

Visit the Solomon Exam Prep website to explore study materials for 21 different securities licensing exams, including the SIE, Series 7, Series 24Series 63, and Series 79.

University of Nebraska-Omaha Students Studying for the SIE Exam with Solomon

Solomon Exam Prep’s SIE study materials are helping students at UNO learn about financial markets and prepare to take the SIE exam. Continue reading

Solomon Exam Prep is proud that our long-standing partnership with the University of Nebraska Omaha’s College of Business Administration continues be a success. Since 2018, instructor Ray LeBlanc has been using Solomon’s Securities Industry Essentials (SIE) curriculum in UNO’s Financial Markets course, which is a core course in the banking and financial markets program. In the fall 2021 semester, there are 64 students in two class sections studying with Solomon SIE exam prep.

Ray LeBlanc had this midterm update to share:

“UNO’s experience with Solomon Exam Prep continues to be extraordinary. We have expanded our course catalog to include a completely online offering this fall. Both the face-to-face and online students appreciate Solomon’s clear, concise content which provides the perfect foundation for our Financial Markets class. Best of all, students who aspire to enter the finance services industry are sufficiently prepared to launch their career by passing the SIE Exam before they even interview for a job. We look forward to continuing our partnership for years to come.”

Ray LeBlanc, University of Nebraska-Omaha

Why should students take the SIE exam?

The SIE exam is FINRA’s way of introducing a new generation to the securities industry. Passing the SIE proves that an individual knows and understands the basics of the world of stocks, bonds, mutual funds and ETFs. It’s also the requirement for anyone who will want to become registered, so it’s quickly becoming the industry standard to take the exam before applying for jobs. Having the SIE on a resume can increase a student’s chance of landing a desirable internship or first job after graduation. 
 
Passing the SIE shows potential employers that students:

    • Are serious about a career in the financial services industry
    • Have completed a co-requisite for a relevant Series exams
    • Have mastered the basics of the securities industry

The only requirement to take the SIE is that the candidate is over 18 years old. Results are valid for four years so students can take the exam well before graduation.

Solomon Exam Prep partners with dozens of colleges and universities to bring the Solomon SIE exam prep program to students across the country. Join institutions such as the University of Nebraska-Omaha, University of Delaware, Adelphi University, Seton Hall University, Ohio Dominican University, Georgetown University, Widener University, and University of Dallas in partnering with Solomon.

To learn more about the ways colleges and universities can partner with Solomon, visit the website or contact Beth Hamilton, Higher Education Development Manager, at beth@solomonexamprep.com or 503-601-0212.