Series 24 — FINRA General Principal Qualification Exam
The FINRA General Principal Qualification Exam (Series 24) qualifies you to manage or supervise all areas of a FINRA-member's investment banking and securities business, such as underwriting, trading and market making, advertising, or overall compliance with financial responsibilities. Note that the Series 24 will not qualify you to supervise options or municipal securities. To take the Series 24 exam, you must be sponsored by a FINRA-member firm. You must also pass the co-requisite Securities Industry Essentials (SIE) exam and at least one of the following prerequisite exams: Series 7, Series 17, Series 37/38, Series 79, or Series 82. Read more Series 24 FAQs.
Solomon Exam Prep’s innovative study system has helped thousands pass their securities exams. Explore Solomon’s Series 24 study materials below and get started on your path to becoming a General Principal!
QUICK LOOK:
- RECOMMENDED STUDY TIME: 100 hours
- EXAM LENGTH: 160 questions
- EXAM TIME: 3 hours & 45 minutes
- PASSING SCORE: 70%
- TAKING EXAM: Testing is done via Prometric
Hard Copy Upgrade + $40.00
MATERIALS
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The Solomon Series 24 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 24 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.
To see a sample of the online Study Guide, click here.
The Solomon Series 24 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 24 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.
The Study Guide is available in your online Solomon account (this digital guide requires Internet connection and is not downloadable).
To see a sample of the online Study Guide, click here.
If you'd like a physical book, a hard copy upgrade is available (shipping & handling will apply) that contains the same content as the online version in your Solomon account.
To see a sample of the hard copy Study Guide, click here.
Please note: This sample of the hard copy is in PDF form to show the look of the hard copy only, but Solomon Study Guides are not available as PDFs.
Designed to work with the Solomon Series 24 Study Guide, the Solomon Series 24 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you've learned. Comes with Pass Probability™, Solomon’s industry-leading AI technology that measures your readiness to pass your exam.
Sample a free demo of our Series 24 Online Exam Simulator here!
Designed to work with the Solomon Series 24 Study Guide, the Solomon Series 24 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.
The 180-day subscription to the Solomon Series 24 Exam Simulator offers:
• Over 3,500 original Series 24 practice questions with robust rationales which clearly explain why a specific answer is correct
• Questions updated continually to keep up with regulatory and industry changes
• Self-assessment tools that helps you identify areas that require more study
• Pass Probability™ technology calculates the probability that you will pass your test
• An unlimited number of 20-question quizzes based on the FINRA exam sections
• An unlimited number of 160-question untimed practice exams with immediate answer feedback
• An unlimited number of 160-question timed practice exams
Exam simulator subscriptions are limited to one individual.
Sample a free demo of our Series 24 Online Exam Simulator here!
The Solomon Series 24 Video Lecture highlights the most important and heavily-tested exam topics. Join Professor Karen Solomon as she reviews the need-to-know information in this clear, easy-to-understand, training course. This 10-hour recorded course walks you through the most critical Series 24 concepts.
View a sample of the Video Lecture here.
The Solomon Series 24 Video Lecture highlights the most important and heavily-tested exam topics. Join Professor Karen Solomon as she reviews the need-to-know information in this clear, easy-to-understand, training course. This 10-hour recorded course walks you through the most critical Series 24 concepts.
Lectures are peppered with practice questions to help you use what you are learning.
The Series 24 Video Lecture is available through the Solomon website and can be accessed via computer or mobile device. Video lecture subscriptions are for 180 days.
View a sample of the Video Lecture here.
If you like to listen, the Solomon Series 24 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 24 Audiobook is a 16-hour audio recording of the Solomon Series 24 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.
If you like to listen, the Solomon Series 24 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 24 Audiobook is a 16-hour audio recording of the Solomon Series 24 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.
The Solomon Series 24 Audiobook is a verbatim reading of “The Solomon Exam Prep Guide to the Series 24--3rd Edition.”
The Series 24 audiobook is a great companion to the Series 24 Online Exam Simulator, the industry-leading online testing program that ensures you are learning and retaining the information.
Available in the following formats:
- Streaming Audio + Instant MP3 download
The MP3 files are compatible with all major MP3 players, including but not limited to: iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.
(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)
I passed the 24 with the help of the audio, book and test questions. I previously took this test and failed walking away with the thought nothing I studied looked familiar. I also didn't really understand how certain areas functioned... but found the information provided with Solomon worked best for me. The flow charts and extra resources section were extremely helpful in breaking down sections of this "Dry" test. The audio was great to review and the book format was easy to read and concise. I felt almost every question I knew what they were asking and I was able to eliminate one or two questions. Don't waste your money with other sites. Solomon will allow you to pass on the first time. Good luck!
Matthew D., Orange County, CA
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Once you take five Solomon practice exams in the Exam Simulator, the Solomon Pass Probability tool calculates the probability that you will pass your test. You will receive a score between 0% – 100%.
- A speedy response
- Direct access to Solomon professors
- Personalized help
"The Ask the Professor and live chat features were excellent!"
Carol G, New York
*Limited to one question per day.
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What does the Series 24 qualify me to do?
The Series 24 license qualifies you to manage or supervise a FINRA member's investment banking or securities business for corporate securities, rights, warrants, closed-end funds, money market funds, REITS, asset-backed securities, (corporate) mortgage-backed securities, mutual funds, variable annuities and variable life insurance, direct participation programs, securities traders, venture capital, mergers and acquisitions, and corporate financing. However, there are several positions that a Series 24 exam will not qualify you for including supervising options and municipal securities. The Series 24 is heavy on rules, especially as they relate to supervision.
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Are there any prerequisites for the Series 24 exam?
You must pass at least one of the following prerequisite exams before attempting the Series 24 exam: Series 7, Series 17, Series 37/38, Series 79, or Series 82.
You must also pass the co-requisite Securities Industry Essentials (SIE) exam.
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How long should I prepare for the Series 24 exam?
We recommend studying 100 hours over 4-10 weeks.
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How should I prepare for the Series 24 exam?
Solomon offers a complete Series 24 study program, which includes digital Study Guide, Exam Simulator, Audiobook, Video Lecture, and Flashcards. Visit the Solomon Series 24 page to learn more.
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STUDY GUIDE

EXAM SIMULATOR
Number of Questions | 10 |
Time Duration | Untimed |
Answer Feedback Instant validation and rationale |
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Percentage required to pass | 70% |
AUDIOBOOK
Track | Title | Bookmark | Length | Download | |
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9 | 2.2.1.4.2. Office Of Foreign Assets Control - 2.2.1.6. Soft Dollar Arrangements | 0:00 | 16:40 |
VIDEO LECTURE
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