Series 26 — Investment Company Products/Variable Contracts Limited Principal Qualification Exam
The FINRA Investment Company and Variable Contracts Products Principal Qualification Exam (Series 26) qualifies you to supervise sales of closed-end funds (initial offering only), mutual funds, variable annuities, and variable life insurance. You must also pass the corequisite Securities Industry Essentials (SIE) Exam and the Series 6 or Series 7 to obtain the Series 26 registration. You must be sponsored by a FINRA-member firm to take the exam. Read more Series 26 FAQs.
Solomon Exam Prep’s innovative study system has helped thousands pass their securities exams. Explore Solomon’s Series 26 study materials below and get started on your path to becoming an Investment Company and Variable Products Principal!
QUICK LOOK:
- RECOMMENDED STUDY TIME: 80 hours
- EXAM LENGTH: 120 questions
- EXAM TIME: 2 hours & 45 minutes
- PASSING SCORE: 70%
- TAKING EXAM: Testing is done via Prometric
Hard Copy Upgrade + $26.00
MATERIALS
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The Solomon Series 26 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 26 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.
To see a sample of the online Study Guide, click here.
The Solomon Series 26 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 26 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.
The Study Guide is available in your online Solomon account (this digital guide requires Internet connection and is not downloadable).
To see a sample of the online Study Guide, click here.
If you'd like a physical book, a hard copy upgrade is available (shipping & handling will apply) that contains the same content as the online version in your Solomon account.
To see a sample of the hard copy Study Guide, click here.
Please note: This sample of the hard copy is in PDF form to show the look of the hard copy only, but Solomon Study Guides are not available as PDFs.
Designed to work with the Solomon Series 26 Study Guide, the Solomon Series 26 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.
Designed to work with the Solomon Series 26 Study Guide, the Solomon Series 26 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.
The 180-day subscription to the Solomon Series 26 Exam Simulator offers:
• Over 1,500 original Series 26 practice questions with robust rationales which clearly explain why a specific answer is correct.
• Questions updated continually to keep up with regulatory and industry changes
• Self-assessment tools that helps you identify areas that require more study
• An unlimited number of 20-question quizzes based on the FINRA exam sections
• An unlimited number of 120-question untimed practice exams with immediate answer feedback
• An unlimited number of 120-question timed practice exams
Exam simulator subscriptions are limited to one individual.
Sample a FREE demo of our Series 26 Online Exam Simulator here!
The Solomon Series 26 Video Lecture highlights the most important and heavily-tested exam topics. Join the Solomon Professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 3.5-hour recorded course walks you through the most critical Series 27 concepts.
The Solomon Series 26 Video Lecture highlights the most important and heavily-tested exam topics. Join the Solomon Professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 3.5-hour recorded course walks you through the most critical Series 26 concepts.
Lectures are peppered with practice questions to help you use what you are learning.
The Series 26 Video Lecture is available through the Solomon website and can be accessed via computer or mobile device. Video lecture subscriptions are for 180 days.
If you like to listen, the Solomon Series 26 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 26 Audiobook is a 9-hour audio recording of the Solomon Series 26 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.
To listen to a sample click here.
If you like to listen, the Solomon Series 26 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 26 Audiobook is a 9-hour audio recording of the Solomon Series 26 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.
The Solomon Series 26 Audiobook is a verbatim reading of The Solomon Exam Prep Guide to the Series 26 FINRA Investment Company and Variable Contracts Products Principal Qualification Examination.
The Series 26 Audiobook is a great companion to the Series 26 Online Exam Simulator the industry-leading online testing program that ensures you are learning and retaining the information.
Available in the following formats:
- Streaming Audio + Instant MP3 download
The MP3 files are compatible with all major MP3 players, including but not limited to: iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.
(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)
To listen to a sample click here.I have passed the Series 6, 63, and 26 on my first tries, all with the excellent training offered by Solomon. I'll never use another platform for my material.
Jodee Hempel, Woodmen Financial Services. Omaha, NE
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What does the Series 26 qualify me to do?
A Series 26 license will qualify you to function as a principal for the solicitation, purchase, and/or sale of redeemable securities of companies registered pursuant to the Investment Company Act of 1940; securities of closed-end companies registered pursuant to the Investment Company Act of 1940 during the period of original distribution only; and variable contracts and insurance premium funding programs and other contracts issued by an insurance company.
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Do I need to be sponsored to take the Series 26 exam?
Yes, to take the Series 26 and any other FINRA exam, you must be sponsored by a FINRA member firm.
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Are there any prerequisites for the Series 26?
You must pass these corequisites to obtain the Investment Company and Variable Contracts Products Principal registration: Securities Industry Essentials (SIE) Exam and the Series 6 or Series 7.
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How long should I prepare for the Series 26 exam?
We recommend studying 80 hours over a four-week period.
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STUDY GUIDE

EXAM SIMULATOR
Number of Questions | 10 |
Time Duration | Untimed |
Answer Feedback Instant validation and rationale |
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Percentage required to pass | 70% |
AUDIOBOOK
Track | Title | Bookmark | Length | Download | |
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3 | Introduction | 0:00 | 8:56 | ||
5 | Management Companies Open-end Funds | 0:00 | 16:21 |
VIDEO LECTURE
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