Series 66 — Uniform Combined State Law Examination
In conjunction with the FINRA Series 7 General Securities Representative license, the NASAA Uniform Combined State Law Exam (Series 66) qualifies you as both a securities agent and an investment advisor representative. The Series 7 is a co-requisite to the Series 66, meaning that you must pass both exams (in either order) to register with a state as an investment adviser representative. You do not need to be associated with a firm to take the exam. Read more Series 66 FAQs.
Solomon Exam Prep’s innovative study system has helped thousands pass their securities exams. Explore Solomon’s Series 66 study materials below and get started on your path to becoming a combined securities agent and investment adviser representative!
QUICK LOOK:
- RECOMMENDED STUDY TIME: 60-80 hours
- EXAM LENGTH: 110 questions
- EXAM TIME: 2 hours & 30 minutes
- PASSING SCORE: 73%
- TAKING EXAM: Testing is done via Prometric
Hard Copy Upgrade + $35.00
MATERIALS
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The Solomon Series 66 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 66 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.
To see a sample of the online Study Guide, click here.
The Solomon Series 66 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 66 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.
The Study Guide is available in your online Solomon account (this digital guide requires Internet connection and is not downloadable).
To see a sample of the online Study Guide, click here.
If you'd like a physical book, a hard copy upgrade is available (shipping & handling will apply) that contains the same content as the online version in your Solomon account.
To see a sample of the hard copy Study Guide, click here.
Please note: This sample of the hard copy is in PDF form to show the look of the hard copy only, but Solomon Study Guides are not available as PDFs.
Designed to work with the Solomon Series 66 Study Guide, the Solomon Series 66 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you've learned. Comes with Pass Probability™, Solomon’s industry-leading AI technology that measures your readiness to pass your exam.
Sample a FREE demo of our Series 66 Online Exam Simulator here!
Designed to work with the Solomon Series 66 Study Guide, the Solomon Series 66 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.
The 180-day subscription to the Solomon Series 66 Exam Simulator offers:
• Over 4,300 original Series 66 practice questions with robust rationales which clearly explain why a specific answer is correct
• Questions updated continually to keep up with regulatory and industry changes
• Self-assessment tools that helps you identify areas that require more study
• Pass Probability™ technology calculates the probability that you will pass your test
• An unlimited number of 20-question quizzes corresponding to the chapters of our Exam Study Guide
• An unlimited number of 110-question untimed practice exams with immediate answer feedback
• An unlimited number of 110-question timed practice exams
Exam simulator subscriptions are limited to one individual.
Sample a FREE demo of our Series 66 Online Exam Simulator here!
Do you have to take the NASAA Series 66 Exam? Solomon Exam Prep’s president Jeremy Solomon will take you through the most heavily tested topics including regulation of investment advisers, post-registration requirements, regulation of broker-dealers, remedies and administrative provisions, ethical practices, fiduciary obligations, and much more!
View a sample of the Video Lecture here.
The Solomon Series 66 Video Lecture highlights the most important and heavily-tested exam topics. Join the Solomon Professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 9.5-hour recorded course walks you through the most critical Series 66 concepts.
Lectures are peppered with practice questions to help you use what you are learning.
The Series 66 Video Lecture is available through the Solomon website and can be accessed via computer or mobile device. Video lecture subscriptions are for 180 days or until you pass your exam, whichever comes first.
View a sample of the Video Lecture here.
If you like to listen, the Solomon Series 66 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 66 Audiobook is a 18-hour audio recording of the Solomon Series 66 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.
To listen to a sample click here.
If you like to listen, the Solomon Series 66 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 66 Audiobook is a 18-hour audio recording of the Solomon Series 66 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.
The Solomon Series 66 Audiobook is a verbatim reading of The Solomon Exam Prep Guide to the Series 66.The Series 66 audiobook is a great companion to the Series 66 Online Exam Simulator, the industry-leading online testing program that ensures you are learning and retaining the information.
The Solomon Series 66 Audiobook is available in the following formats:
- Streaming Audio + Instant MP3 download
The MP3 files are compatible with all major MP3 players, including but not limited to: iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.
(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)
To listen to a sample click here.
Learn key definitions and concepts on the Series 66 exam with the digital Solomon Series 66 flashcards! The perfect supplement to our industry-leading Series 66 study materials, the Solomon Series 66 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.
Learn key definitions and concepts on the Series 66 exam with Solomon Exam Prep Series 66 exam digital flashcards! The perfect supplement to our industry-leading Series 66 study materials, the Solomon Series 66 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.
- Over 700 definition cards featuring clear, easy-to-understand definitions
- Over 1500 true-false cards that feature important Series 66 exam facts
- All cards can be organized by chapter, so you can test yourself, as you move through the Solomon study materials
- Rating feature allows user to customize deck for targeted learning
- Turn on text-to-speech and listen while you learn
- Available on Solomon Exam Prep apps for on-the-go learning
The Solomon Series 66 Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the Series 66 concepts that are most valuable in helping you pass your exam.
The Solomon Series 66 Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the Series 66 concepts that are most valuable in helping you pass your exam.
The Solomon Series 66 Live Web Class covers these important exam topics:
- Business Cycles and Economic Factors
- Fundamental Analysis
- Types of Risk
- Equity and Debt Securities
- Investment Companies
- Discounted Cash Flow
- Derivatives
- Alternatives and Insurance Products
- Clients and Client Profiles
- Capital Market Theory, Portfolio Management, and Taxation
- Taxation of Debt and Equity Securities
- Retirement Plans, ERISA, Special Accounts
- Trading and Performance Measures
- Regulations of Securities Professionals
- Regulations of Securities and Issuers
- Remedies and Administrative Provisions
- Recordkeeping Requirements
- Net Worth/Net Capital Requirements
- Business Practices for IAs and IARs
- Performance-based fees
- Wrap fees
- Custody
- Communication with Clients and Prospects
- Compensation and Client Funds
- Conflicts of Interest
The Series 66 Exam Prep offered by Solomon Exam Prep
is exceptional. I used both the textbook and the exam simulator as
my only study materials for the exam and passed with an 88. The Solomon material is written in a way which is easy to understand and digest. The exam simulator
was excellent in preparing me with quizzes and full length practice tests to
focus on my points on weakness and prepare me for the real thing! I would
highly recommend both of these products to anyone!
Luke Bowes, Seymour, TN
CLICK HERE FOR MORE TESTIMONIALS
Once you take five Solomon practice exams in the Exam Simulator, the Solomon Pass Probability tool calculates the probability that you will pass your test. You will receive a score between 0% – 100%.
- A speedy response
- Direct access to Solomon professors
- Personalized help
"The Ask the Professor and live chat features were excellent!"
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*Limited to one question per day.
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What does the Series 66 qualify me to do?
In conjunction with the FINRA Series 7 General Securities Representative license, the NASAA Series 66 license qualifies you as both a securities agent and an investment advisor representative. The FINRA Series 7 General Securities Representative exam is a co-requisite to the Series 66, meaning that you must pass both exams (it doesn’t matter which one you take first) in order to apply to register with the state.
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Do I need to be sponsored to take the Series 66 exam?
No. If you’re not employed by a firm, you can still register to take the exam by paying the fee and opening an exam enrollment window via FINRA’s Test Enrollment Services System.
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Are there other FINRA exams I need to complete as a prerequisite to attempting the Series 66?
The FINRA Series 7 General Securities Representative exam is a co-requisite to the Series 66, meaning that you must pass both exams in order to apply to register with the state. It doesn’t matter which one you take first, but we recommend passing the Series 7 before the Series 66 since much of the information tested on the Series 7 is assumed on the Series 66 exam.
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How long should I prepare for the Series 66 exam?
We recommend studying 60-80 hours over 3-5 weeks.
CLICK HERE FOR MORE FAQS
STUDY GUIDE
EXAM SIMULATOR
| Number of Questions | 10 |
| Time Duration | Untimed |
| Answer Feedback Instant validation and rationale |
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| Percentage required to pass | 73% |
AUDIOBOOK
| Track | Title | Bookmark | Length | Download | |
|---|---|---|---|---|---|
| 9 | Chapter 6 | 0:00 | 40:43 |
VIDEO LECTURE
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