Solomon Exam Prep releases unredacted Series 27 & Series 28 Video Lectures

Solomon Exam Prep, the leader in securities exam preparation, has released unredacted Video Lectures for the FINRA Series 27 (Financial and Operations Principal) and Series 28 (Introducing Broker-Dealer Financial and Operations Principal) exams. Continue reading

Solomon Exam Prep, the leader in securities exam preparation, has released unredacted Video Lectures for the FINRA Series 27 (Financial and Operations Principal) and Series 28 (Introducing Broker-Dealer Financial and Operations Principal) exams. The Series 27 and the Series 28 are required by FINRA for individuals who prepare and maintain the books and records of a securities firm.

Studying for the Series 27 and Series 28 exams is hard enough, according to Jeremy Solomon, president of Solomon.  The exams cover such topics as financial reporting, regulatory filing and notifications, clearance, settlement and delivery, net capital requirements of brokers and dealers, calculating aggregate indebtedness, margin deficits, haircut charges, balancing purchase and sale statements, aging and collateralization of receivables, and much more.  “If we redacted our Video Lectures it would be very difficult for students to understand — and they might not pass,” says Jeremy Solomon, president of Solomon Exam Prep.

Fortunately, Solomon Exam Prep has never redacted its study materials and, as a result, Solomon has helped thousands pass FINRA, NASAA and MSRB securities licensing exams including the SIE and the Series 3, 6, 7, 14, 24, 26, 27, 28, 50, 51, 52, 53, 54, 63, 65, 66, 79, 82 and 99.

Click here to purchase Series 27 and Series 28 materials.

Do you need to become a FINRA Compliance Officer?

Do you enjoy taking securities licensing exams? Continue reading

Do you need to become a FINRA Compliance Officer? Do you enjoy taking securities licensing exams? If your answer to both questions is yes, then you can take the Securities Industry Essentials (SIE) exam, the Series 7 General Securities Representative exam, and the Series 24 General Securities Principal exam. Nearly 400 questions of securities exam fun. 
 
But if you need to become a FINRA Compliance Officer and you do not have a passion for taking securities licensing exams, you’re in luck! Since October 1, 2018 individuals who want to become a FINRA Compliance Officer can take the FINRA Series 14 Compliance Officer Qualification exam instead. Just 110 questions. 
 
“We’ve helped thousands pass the Series 7, the Series 24 and the SIE exam,” Jeremy Solomon, President of Solomon Exam Prep, “we recognize that some people don’t love to take securities exams.” For those designated by their firm as having day-to-day compliance responsibilities or who supervise ten or more people engaged in compliance, FINRA has made the former NYSE Series 14 exam, the new alternative pathway to the Compliance Officer qualification. 
 
Now, with the Solomon Exam Prep Series 14 Exam Study Guide and Solomon Exam Prep Series 14 Online Exam Simulator, becoming a FINRA Compliance Officer has never been easier. Get these products bundled together for 10% off in the Solomon Exam Prep Series 14 Essentials Package.

April Study Question of the Month

Submit your answer to info@solomonexamprep.com to be entered to win a $20 Starbucks gift card. Continue reading

Submit your answer to info@solomonexamprep.com to be entered to win a $20 Starbucks gift card.

Question

 

 

 

 

 

 

When inherited, the basis of a depreciated asset is?
 
A. Stepped up
B. Stepped down
C. Carried over
D. Carried under
 

Spring Savings

We’ve cultivated a new crop of products and for a short time we will sweeten the pot with an additional 10% off packages! 🌻 Continue reading

Just use the coupon code BLOSSOM10 at checkout now through April 5th! 

Brand new products include:

Series 54 Total Study Package

Series 14 Essentials Study Package

(Not combinable with any other discount and cannot be applied to Bundles).

Don’t be a late bloomer! Start studying with Solomon now!

March Study Question of the Month

Submit your answer to info@solomonexamprep.com to be entered to win a $10 Starbucks gift card. Continue reading

Submit your answer to info@solomonexamprep.com to be entered to win a $10 Starbucks gift card.

Question

 

 

 

 

 

 

With mutual fund A shares, the price an investor pays is referred to as:
 
A. NAV
B. POP
C. ROA
D. LOI
 
Answer: B. Mutual fund A shares typically charge a front-end sales charge, also called a load, which is a percentage of the investment in the mutual fund. The front-end sales charge or load is included in the price per share an investor pays. The current share price of a mutual fund is referred to as the net asset value, or NAV. The share price including any sales charge is referred to as the public offering price, or POP. For example, a fund with a NAV of $15 and a 5% front-end load has a POP of $15.79. That is calculated by dividing the $15 NAV by .95 (1 minus the 5% load). ROA refers to rights of accumulation and LOI refers to letter of intent. Both ROA and LOI are ways investors can get a volume discount on the price of load mutual fund shares.

Study for the Series 7 Exam with Solomon — while doing push-ups!

Studies show that doing push-ups lowers your risk of cardiovascular disease.  But what if you’re studying for your Series 7 Top-Off exam?  Continue reading

Studies show that doing push-ups lowers your risk of cardiovascular disease.  But what if you’re studying for your Series 7 Top-Off exam?  How do you do both?  Solomon Exam Prep to the rescue — with the Solomon Exam Prep Audio Series 7 Top-Off guide!

Solomon Exam Prep Audio Guides + Push-ups = higher pass rates and lower cardiovascular disease

Join the thousands of securities professionals who have used Solomon Exam Prep to pass a FINRA, NASAA or MSRB securities licensing exam including the Series 3, 6, 7, 24, 26, 27, 28, 50, 51, 52, 53, 63, 65, 66, 79, 82, 99, and the new SIE exam.

https://solomonexamprep.com/series701/audiobook