News Archives

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06.30.2023 - Solomon Exam Prep and Pass Perfect Join Forces to Create Unrivaled Securities Education Solutions

02.14.2023 - Solomon Exam Prep Named One of the "Best SIE Exam Prep Courses of 2023"

01.11.2023 - New IAR CE Courses: Options 101 and Recommending Complex Products

01.06.2023 - Oregon Adopts Continuing Education Requirement for Investment Adviser Representatives

12.05.2022 - Which States Will Require IAR CE in 2023?

11.29.2022 - How to Pass the FINRA Series 24 Exam

11.28.2022 - Are FTX account holders covered by SIPC?

11.10.2022 - Solomon Partners with State College of Florida to Offer SIE, Series 6, 7, 63, 65, and 66 Exam Prep Courses

10.19.2022 - Failed the SIE? What To Do Now.

10.17.2022 - What FINRA CE Changes Are Coming in 2023?

10.06.2022 - New Edition of Solomon Study Guide for Series 24 Exam Now Available

10.03.2022 - How to Pass the MSRB Series 51 Exam

09.28.2022 - Audiobook Study Guide for the Series 53 Exam Now Available

09.14.2022 - Expanded Series 82 Video Lecture Now Available

09.06.2022 - MSRB Updates Continuing Education Requirements to Match Similar Changes by FINRA

08.29.2022 - How to Pass the FINRA Series 22 Exam

08.23.2022 - South Carolina Adopts Continuing Education Requirement for Investment Adviser Representatives

08.18.2022 - Audiobook Study Guide for the Series 52 Exam Now Available

08.15.2022 - Want to become an Investment Banker? Solomon Series 79 Study Guide, 6th Edition, Now Available

08.03.2022 - Arkansas Adopts Continuing Education Requirement for Investment Adviser Representatives

07.29.2022 - How to Pass the FINRA Series 99 Exam

07.27.2022 - Grace Period for MSRB Principal Exams Ends December 27th

07.20.2022 - Sexual Harassment IAR CE Course Now Available

07.08.2022 - Washington DC Adopts Continuing Education Requirement for Investment Adviser Representatives

07.01.2022 - Oklahoma Adopts Continuing Education Requirement for Investment Adviser Representatives

06.24.2022 - How to Pass the MSRB Series 54 Exam

06.21.2022 - Solomon Series 82 Study Guide, 5th Edition, Now Available

06.14.2022 - Solomon Partners with State College of Florida to Offer SIE Exam Prep Course

05.26.2022 - How to Pass the NFA Series 3 Exam

05.17.2022 - Solomon Series 82 Live Web Class

05.12.2022 - Series 54 Solomon Study Guide, 3rd Edition, Now Available

05.10.2022 - ESG Investing and DeFi & Digital Assets CE Courses Now Available

05.09.2022 - Mask Policy Change at Prometric Test Centers

05.05.2022 - Series 6 Solomon Study Guide, 3rd Edition, Now Available

05.03.2022 - Series 52 Solomon Study Guide, 5th Edition, Now Available

04.29.2022 - How to Pass the MSRB Series 53 Exam

04.27.2022 - Series 53 Solomon Study Guide, 4th Edition, Now Available

04.13.2022 - Kentucky Adopts Continuing Education Requirement for Investment Adviser Representatives

04.05.2022 - Elon University Students Studying for the SIE Exam with Solomon

04.04.2022 - New Editions of the Solomon Series 63, 65, & 66 Study Guides

03.31.2022 - How to Pass the MSRB Series 52 Exam

03.29.2022 - 4th Edition of the Solomon Series 7 Study Guide Now Available

03.24.2022 - NASAA Ending Most Online Testing for Series 63, 65, and 66 Exams

03.16.2022 - Arkansas, Kentucky, and the District of Columbia Move to Adopt IAR CE Requirement

03.03.2022 - Solomon Exam Prep Exhibiting at Midwest Finance Association 2022 Conference

02.28.2022 - How to Pass the NASAA Series 63 Exam

02.21.2022 - Florida Memorial University, InspereX, and Solomon Exam Prep Bring SIE Exam Prep to FMU Students

02.16.2022 - Solomon Exam Prep Launches Investment Adviser Representative CE

02.02.2022 - Wisconsin Adopts Continuing Education Requirement for Investment Adviser Representatives

01.24.2022 - How to Pass the MSRB Series 50 Exam

01.18.2022 - Solomon Approved as Investment Adviser Representative CE Provider

01.14.2022 - Solo 401(k), SEP, & SIMPLE: Retirement Plans for Small Businesses

01.05.2022 - Pepperdine University Partners with Solomon on SIE Prep Course

12.22.2021 - Pass Probability™ Now Available for the Series 24

12.20.2021 - How to Pass the FINRA Series 7 Exam

12.17.2021 - MSRB Announces Results of Series 54 Exam for Municipal Advisor Principals

11.30.2021 - Interview: How Pennie Kincade Passed Three Securities Licensing Exams

11.24.2021 - Big Changes to FINRA CE Requirements

11.19.2021 - How to Pass the FINRA Series 79 Exam

11.12.2021 - What Does "Tender" Mean on Securities Exams?

11.11.2021 - Francis Marion University Students Studying for the SIE Exam with Solomon

11.03.2021 - Solomon Poll: Inflation Expectations for 2022

10.25.2021 - Interview: How Alec Orudjev Passed Four Securities Licensing Exams

10.19.2021 - How to Pass the NASAA Series 66 Exam

10.11.2021 - University of Nebraska-Omaha Students Studying for the SIE Exam with Solomon

10.06.2021 - Solomon Exam Prep Celebrates 1,000 LinkedIn Followers

10.04.2021 - University of North Carolina at Pembroke Finance Students Studying for the SIE Exam with Solomon

09.27.2021 - University of the Incarnate Word In San Antonio Partners with Solomon on Capital Markets Course

09.15.2021 - Interview: How Andrew Nerys Passed Three Securities Licensing Exams

09.13.2021 - How to Pass the FINRA Securities Industry Essentials (SIE) Exam

09.08.2021 - Update: Series 54 Deadline Extended to November 30

08.25.2021 - Should Cryptocurrency Be Regulated as a Security or a Commodity? Solomon customers speak.

08.19.2021 - Interview: How Alexandria Coyne Passed Four Securities Licensing Exams

08.16.2021 - Dog Days 2021 Photo Contest

08.12.2021 - How to Pass the FINRA Series 6 Exam

08.05.2021 - University of North Carolina Pembroke partners with Solomon on Financial Trading course

08.02.2021 - November 12 deadline for MSRB Series 54 Municipal Advisor Principal Exam

07.26.2021 - Interview: How Fernando Russo passed four securities licensing exams

07.19.2021 - Solomon Partners with Colleges & Universities to Bring SIE Exam Prep to Students

07.12.2021 - How to Pass the NASAA Series 65 Exam

06.29.2021 - What Are the Permitted Activities of a Series 7 General Securities Representative?

06.16.2021 - How to Calculate Gains and Losses on Exercised Options

06.01.2021 - What Are QIBs and Accredited Investors? What's the Difference?

05.24.2021 - How to Pass the FINRA Series 14 and Become a FINRA-registered Compliance Officer

05.17.2021 - Answering Suitability Questions on the FINRA Series 7

05.11.2021 - Securities Exam Score Survey Results Are In

05.07.2021 - Solomon Pass Probability™ Now Available for the FINRA Series 82

05.03.2021 - Solomon Releases New Edition of Series 14 Study Guide and Exam Simulator

04.26.2021 - Solomon Exam Prep Offers Powerful New AI Feature: Remediation Reporting

04.22.2021 - Curious about the Solomon Learning System? Watch the video overview!

04.12.2021 - The Power of Explaining: A Study Strategy Backed by Research

04.05.2021 - Simplifying After-Tax and Tax-Equivalent Yields

04.02.2021 - Solomon Exam Prep SIE Practice Exam Now Available!

04.01.2021 - Solomon Study Question of the Month for April

03.31.2021 - LIFO, FIFO and now TYPO: IRS Approves new accounting method

03.29.2021 - How to Pass the FINRA Series 82 Exam

03.22.2021 - What is a SPAC and should you care about it for the Series 79 exam?

03.15.2021 - How to answer state registration questions on the Series 63, Series 65, and Series 66

03.08.2021 - Broker-Dealer vs. Investment Adviser: What’s the Difference?

03.01.2021 - Solomon White Paper: Optimizing On-Boarding in 2021, 7 Key Trends for the Securities Industry

03.01.2021 - March Study Question of the Month

02.28.2021 - FINRA expands online testing to Series 24, Series 57, Series 79, and Series 99

02.25.2021 - How I Passed the SIE Exam

02.08.2021 - NASAA updates Series 65, Series 66 and Series 63 to reflect SECURE Act changes

02.03.2021 - Keith Gill by day ... Roaring Kitty by Night

02.01.2021 - February Study Question of the Month

01.28.2021 - Online Testing Now Available for the Series 3 Exam

01.24.2021 - New York to require IARs to register and pass Series 65/Series 66

01.23.2021 - SEC issues interesting report on performance of Regulation A and Regulation D

01.14.2021 - SEC Overhauls Marketing Rules for Investment Advisers

01.05.2021 - January Study Question of the Month

12.01.2020 - December Study Question of the Month

11.05.2020 - SEC Announces Major Revisions to Registration Exemptions Aimed at "Harmonizing" Regulation A Offerings, Regulation D Private Placements, and Crowdfunding

11.04.2020 - New Solomon Exam Prep feature offers Accommodations for Securities Exam Test Takers

11.03.2020 - November Study Question of the Month

10.27.2020 - Solomon partners with Claflin University & Lincoln Financial Advisors to offer SIE class

10.27.2020 - Testimonial Tuesday

10.01.2020 - October Study Question of the Month

09.29.2020 - Testimonial Tuesday

09.24.2020 - If You're a Principal or Operations Professional, Your FINRA Exam Deadline May Be Extended

09.18.2020 - Testing integrity in times of COVID-19

09.01.2020 - September Study Question of the Month

08.27.2020 - Earning Your Securities License May Now Make You an Accredited Investor

08.13.2020 - Know What to Expect: Testing Online with ProProctor from Prometric

08.05.2020 - Now Available: Series 24 Audiobook, 4th edition

08.03.2020 - New FINRA Guidance on Entertainment Expenses for Virtual Meetings

07.17.2020 - FINRA and NASAA launch online testing service for six securities exams

06.17.2020 - ADHD Study Tips for Securities Exams Like the SIE and Series 7

05.21.2020 - Study Tip for Securities Licensing Exams: Learn by Listening

05.12.2020 - FINRA delays Online Testing Service

05.11.2020 - Masks and other new Prometric test centers requirements

05.07.2020 - Franklin & Marshall College Partners with Solomon on Summer SIE Class

05.02.2020 - FINRA and NASAA to launch online testing May 24

04.29.2020 - Online testing service to be introduced

04.27.2020 - Prometric Test Centers To Remain Closed Until May 31

03.27.2020 - Notice Filing vs. State Registration

03.25.2020 - FINRA Extends Open Exam Windows To May 31

03.17.2020 - Prometric Test Centers Closed Until April 16

03.17.2020 - Understanding Trading Halts

03.16.2020 - 16 Study-From-Home Tips From Solomon Exam Prep

03.12.2020 - The FINRA Series 22: Basic Exam Preparation

03.12.2020 - Solomon Live Web Classes Coming Soon....

03.06.2020 - March Study Question of the Month

02.25.2020 - Testimonial Tuesday

02.13.2020 - Join Solomon's Upcoming Series 79 Live Web Class!

02.11.2020 - February Study Question of the Month

02.10.2020 - The University of Dallas Partners with Solomon Exam Prep on SIE Class

01.29.2020 - Ohio University Partners with Solomon Exam Prep on SIE Curriculum

01.23.2020 - Sign Up for the Series 24 Live Web Class and Save 25%!

01.16.2020 - The Secure Act - What changed and which exams are affected?

01.14.2020 - Testimonial Tuesday

01.13.2020 - January Study Question

01.07.2020 - Washington University Again Chooses Solomon Series 79 Exam Guide for Mergers & Acquisitions Class

01.06.2020 - Saint Joseph's University partners with Solomon Exam Prep to offer SIE Study Program

12.27.2019 - Widener University partners with Solomon Exam Prep to offer Financial Planning and Regulations course

12.24.2019 - Jackson State University partners with Solomon Exam Prep to offer Commercial Banking course

12.17.2019 - Testimonial Tuesday

12.16.2019 - Jackson State University partners with Solomon Exam Prep to offer Personal Finance course

12.11.2019 - Ohio Dominican University partners with Solomon Exam Prep to offer new Securities Industry Essentials (SIE) course

12.09.2019 - Seasons Greetings from Solomon Exam Prep

12.09.2019 - University of Mary partners with Solomon Exam Prep on Financial Planning Capstone Course

12.05.2019 - December Question of the Month

12.04.2019 - University of Nebraska-Omaha partners with Solomon Exam Prep on Financial Markets Course

11.21.2019 - Thank you from Solomon Exam Prep!

11.19.2019 - Testimonial Tuesday

11.12.2019 - Permanent Series 54 Exam to be Launched Today

11.12.2019 - Testimonial Tuesday

11.07.2019 - November Question of the Month

10.22.2019 - Testimonial Tuesday

10.15.2019 - Testimonial Tuesday

10.08.2019 - Testimonial Tuesday

10.08.2019 - October Study Question of the Month

10.03.2019 - Series 54 Pilot Results to be released soon, Says MSRB

09.24.2019 - Testimonial Tuesday

09.10.2019 - Testimonial Tuesday - September Edition

09.10.2019 - September Study Question of the Month

08.21.2019 - Testimonial Tuesday - August Edition

08.15.2019 - Solomon Series 65 Flashcard App Now Available

08.15.2019 - Dog Days of Summer

08.13.2019 - Testimonial Tuesday - August Edition

08.13.2019 - August Study Question of the Month

07.17.2019 - SIE Live Class in San Diego

07.02.2019 - Testimonial Tuesday — July Edition

07.01.2019 - July Study Question of the Month

06.11.2019 - Testimonial Tuesday - June Edition

06.03.2019 - June Study Question of the Month

05.16.2019 - Visit Solomon at the 2019 FINRA Annual Conference

05.15.2019 - Pepperdine and Solomon

05.03.2019 - May Study Question of the Month

04.19.2019 - Solomon Exam Prep releases unredacted Series 27 & Series 28 Video Lectures

04.16.2019 - Do you need to become a FINRA Compliance Officer?

04.09.2019 - Testimonial Tuesday

04.02.2019 - April Study Question of the Month

04.01.2019 - Spring Savings

03.26.2019 - Testimonial Tuesday

03.12.2019 - Testimonial Tuesday

03.05.2019 - March Study Question of the Month

02.21.2019 - Study for the Series 7 Exam with Solomon -- while doing push-ups!

02.12.2019 - Testimonial Tuesday

02.05.2019 - Testimonial Tuesday

02.04.2019 - Series 54 Pilot: Solomon Voyage to Municipal Advisor Principal Exam

02.01.2019 - Solomon Partners With Ohio Dominican University

02.01.2019 - February Study Question of the Month

01.29.2019 - Testimonial Tuesday

01.08.2019 - Testimonial Tuesday - January Edition

01.07.2019 - January Study Question of the Month

12.10.2018 - Solomon Exam Prep Updates Cookie Policy

12.05.2018 - The Series 54 Exam Is Coming …

12.05.2018 - December Study Question of the Month

12.04.2018 - Testimonial Tuesday - December Edition

12.03.2018 - Height of Federal Reserve Chairperson an Economic Indicator?

11.20.2018 - Testimonial Tuesday - November Edition

11.07.2018 - November Study Question of the Month

10.16.2018 - Testimonial Tuesday - October Edition II

10.09.2018 - Testimonial Tuesday - October Edition

10.02.2018 - New FINRA Exam Could Save Musk and Tesla Million

10.01.2018 - October Study Question of the Month

09.11.2018 - Testimonial Tuesday - September Edition II

09.04.2018 - Testimonial Tuesday - September Edition

09.04.2018 - September Study Question of the Month

08.29.2018 - TESS of the FINRA

08.21.2018 - Testimonial Tuesday - August Edition II

08.07.2018 - August Study Question of the Month

08.07.2018 - Testimonial Tuesday - August Edition

08.02.2018 - Series 3 Study Materials Available Now!

07.17.2018 - Testimonial Tuesday - July Edition II

07.13.2018 - SIE Exam Bootcamp

07.10.2018 - July Study Question of the Month

07.03.2018 - Testimonial Tuesday - July Edition

06.26.2018 - Testimonial Tuesday - June Edition III

06.19.2018 - Testimonial Tuesday - June Edition II

06.05.2018 - Testimonial Tuesday – June Edition

06.04.2018 - June Study Question of the Month

05.22.2018 - Testimonial Tuesday - May Edition II

05.15.2018 - Testimonial Tuesday - May Edition

05.08.2018 - Solomon Exam Prep and NASA launch SIE mission to Mars

05.01.2018 - May Study Question of the Month

04.24.2018 - Testimonial Tuesday - April Edition II

04.17.2018 - Testimonial Tuesday – April Edition

04.11.2018 - Live Tutoring Now Available in the New York City Area

04.10.2018 - Spring Savings

04.02.2018 - April Study Question of the Month

03.29.2018 - New Series 24 Audiobook

03.27.2018 - Bring the SIE to Your Summer Internship Program

03.21.2018 - Time is of the essence for anyone who wants to take the Series 82 exam

03.20.2018 - Testimonial Tuesday - March Edition

03.12.2018 - FINRA New Ops Certification: Two Exams Better?

03.01.2018 - Series 6 Live Class

03.01.2018 - March Study Question of the Month

02.27.2018 - Testimonial Tuesday - February Edition

02.26.2018 - Financial Exploitation of Vulnerable Adults: New Tools for Firms, Courtesy of FINRA

02.09.2018 - Series 63 Live Class

02.06.2018 - Testimonial Tuesday - February Edition

02.06.2018 - February Study Question of the Month

01.25.2018 - Tax Changes and Securities Licensing Exams

01.22.2018 - 2018 New York NCS Roundtable Discussion for Broker-Dealers

01.19.2018 - Series 6 Live Class

01.16.2018 - FINRA releases final SIE outline

01.09.2018 - Washington DC Compliance Round Table

01.02.2018 - Testimonial Tuesday - January Edition

01.02.2018 - January Study Question of the Month

12.22.2017 - FINRA Proposes Fee for Securities Industry Essentials (SIE) Exam

12.22.2017 - SIE Comparison Chart

12.19.2017 - Testimonial Tuesday - December Edition

12.11.2017 - 13,000 Questions

12.05.2017 - Testimonial Tuesday - December Edition

12.04.2017 - December Study Question of the Month

11.28.2017 - Cyber Week: 5 Days of Savings

11.10.2017 - A Year in Review: MSRB Changes

11.07.2017 - Testimonial Tuesday - November Edition

11.02.2017 - FAQs for the Securities Industry Essentials – SIE Exam

11.01.2017 - November Study Question of the Month

10.13.2017 - Tips for Answering Basic Series 7 Options Questions

10.13.2017 - Solomon Exam Prep launches first training program for FINRA's new Securities Industry Essentials Exam

10.03.2017 - Testimonial Tuesday - October Edition

10.02.2017 - Pumpkin Spice and Everything Nice!

10.02.2017 - October Study Question of the Month

09.29.2017 - Introducing #FreebieFriday and Wildcard Weekends

09.11.2017 - Move over T+3! T+2 is here to stay.

09.08.2017 - Solomon’s SIE Study Materials—Now Available

09.07.2017 - The SIE is Coming...Are You Prepared?

09.05.2017 - Testimonial Tuesday - September Edition

09.01.2017 - September Study Question of the Month

08.22.2017 - Testimonial Tuesday - August Edition

08.07.2017 - August Study Question of the Month

08.01.2017 - Testimonial Tuesday - August Edition

07.24.2017 - SEC Approves the SIE

07.18.2017 - Testimonial Tuesday - July Edition

07.11.2017 - Testimonial Tuesday—July Edition

07.06.2017 - July Study Question of the Month

06.26.2017 - The Clock Is Ticking: Series 50 Deadline is September 12, 2017

06.20.2017 - Testimonial Tuesday - June Edition II

06.06.2017 - Testimonial Tuesday—June Edition

06.02.2017 - June Study Question of the Month

05.30.2017 - Testimonial Tuesday—May Edition

05.26.2017 - No More Delays: DOL Moves Forward with Fiduciary Rule

05.01.2017 - May Study Question of the Month

05.01.2017 - Top Ten Concepts on the Series 7 Exam

04.25.2017 - Testimonial Tuesday—April Edition

04.19.2017 - A Big Deal for Small Issuers: SEC Amends Rule 147

04.05.2017 - April Study Question of the Month

04.05.2017 - An Essential Change: FINRA’s SIE Exam

03.30.2017 - It’s Settled: SEC Shortens Regular-Way to T+2

03.16.2017 - FINRA, MSRB, and NASAA Question Types

03.14.2017 - Testimonial Tuesday—March Edition

03.13.2017 - Solomon Exam Prep Partners with the Insurance School of Texas

03.01.2017 - March's Study Question of the Month

02.28.2017 - Laboring Toward Completion: The Fate of the Fiduciary Rule

02.21.2017 - Testimonial Tuesday - February Edition

02.06.2017 - Solomon Exam Prep Partners with PreLicense.com!

02.01.2017 - February's Study Question of the Month

01.06.2017 - Study Question of the Month - January 2017

01.01.2017 - Testimonial Tuesday - January Edition

12.20.2016 - Testimonial Tuesday - December Edition

12.08.2016 - Out of This World Savings

12.01.2016 - Study Question of the Month - December 2016

11.29.2016 - Testimonial Tuesday - November Edition

11.01.2016 - Study Question of the Month – November 2016

10.25.2016 - Testimonial Tuesday - October Edition, Part Two

10.14.2016 - Ready or Not, Here it Comes: The DOL Fiduciary Rule

10.11.2016 - Testimonial Tuesday - October 2016 Edition

10.03.2016 - Testimonial Monday - October 2016 Edition

10.03.2016 - Study Question of the Month - October 2016

09.14.2016 - Don’t Forget! Now You Can Register for the Series 50 Permanent Exam

09.08.2016 - Announcing the Release of the Solomon Exam Prep Android Mobile App!

09.01.2016 - Study Question of the Month - September 2016

08.31.2016 - Testimonial Tuesday: August 2016 Edition, Part 3

08.29.2016 - SEC Announces IA Recordkeeping Rule Amendments

08.22.2016 - Solomon Exam Prep Launches MSRB Series 50 Permanent Exam Study Program

08.16.2016 - Now Effective: MSRB Rule G-37

08.16.2016 - Testimonial Tuesday: August 2016 Edition, Part 2

08.11.2016 - Updated Series 63, 65, and 66 Materials Now Available!

08.08.2016 - Read a Solomon Exam Guide ... and Live Longer

08.02.2016 - Testimonial Tuesday: August 2016 Edition

08.01.2016 - Study Question of the Month - August 2016

07.19.2016 - Spoofing: Not Just for Funny Guys

07.19.2016 - Testimonial Tuesday: July 2016 Edition

07.11.2016 - Treasury Reports Record-Low Yield on 10-Year Note

07.01.2016 - Study Question of the Month - July 2016

06.24.2016 - Market Circuit Breakers -- A Post-Brexit Reminder

06.21.2016 - Testimonial Tuesday: June 2016 Edition

06.20.2016 - New MSRB Rule G-42: Duties of Non-Solicitor Municipal Advisors

06.16.2016 - Series 50 Permanent Exam Outline Released

06.06.2016 - Solomon's Industry News: June 2016 Edition

06.06.2016 - Study Question of the Month - June 2016

06.03.2016 - Upcoming Series 63, 65 and 66 Changes

05.31.2016 - MSRB Series 50 Pilot Exam Becomes Permanent

05.30.2016 - FINRA qualification exam restructure update

05.24.2016 - Fiduciary Standard Coming for Broker-Dealers

05.19.2016 - Currency Hedging in International Investing: Smart Investing or Just Smart Marketing?

05.17.2016 - Testimonial Tuesday: May 2016 Edition

05.06.2016 - Study Question of the Month - May 2016

05.03.2016 - Solomon's Industry News: May 2016 Edition

04.26.2016 - Testimonial Tuesday: April 2016 Edition

04.05.2016 - Solomon's Industry News: April 2016 Edition

04.04.2016 - Study Question of the Month - April 2016

03.29.2016 - Testimonial Tuesday: March 2016 Edition

03.28.2016 - MSRB Includes Municipal Advisors in Gift Limitations

03.18.2016 - Best Execution: It’s Not Just for Capital Punishment!

03.07.2016 - Solomon's Industry News: March 2016 Edition

03.02.2016 - Study Question of the Month - March 2016

02.18.2016 - Series 27 & Series 28 Exam Study Guides—Now Available!

02.08.2016 - Changes Coming Soon to Series 63, Series 65 and Series 66 Exams

02.03.2016 - Study Question of the Month - February 2016

02.01.2016 - Solomon's Industry News: February 2016 Edition

01.28.2016 - Portland, OR – Live, Series 6 & 63 Classes this March

01.19.2016 - Testimonial Tuesday: January 2016 Edition

01.06.2016 - Study Question of the Month - January 2016

01.04.2016 - Solomon's Industry News: January 2016 Edition

12.22.2015 - Testimonial Tuesday: December 22, 2015 Edition

12.17.2015 - New Series 66 Video Lecture - Now Available!

12.07.2015 - Solomon's Industry News: December 2015 Edition

12.02.2015 - Study Question of the Month - December

11.25.2015 - Series 50 Materials - Now Available!

11.24.2015 - Testimonial Tuesday: November 24, 2015 Edition

11.20.2015 - Crowdfunding Has Arrived

11.16.2015 - FINRA Exam Restructure Presentation at 2015 NSCP Conference

11.13.2015 - Series 51 Live Class - Portland, OR

11.03.2015 - Study Question of the Month - November

11.02.2015 - Solomon's Industry News: November 2015 Edition

10.23.2015 - New Series 82 Exam Study Guide

10.14.2015 - FINRA Enacts New Rule 2040 on Payments to Unregistered Persons

10.13.2015 - Testimonial Tuesday: October 13, 2015 Edition

10.07.2015 - Solomon's Industry News: October 2015 Edition

10.03.2015 - FINRA Institutes Rule 2241, Replacing NASD Rule 2711 and NYSE Rule 472

10.01.2015 - FINRA Admits Series 24 Exam Score Error

10.01.2015 - Series 51 Exam Study Guide – New Edition

10.01.2015 - Study Question of the Month - October

09.15.2015 - Testimonial Tuesday: September 15, 2015 Edition

09.09.2015 - Series 50 Pilot Exam - Register Soon

09.08.2015 - Solomon's Industry News: September 2015 Edition

09.02.2015 - Study Question of the Month - September

08.25.2015 - Testimonial Tuesday: August 25, 2015 Edition

08.19.2015 - Bank Loan Disclosures on EMMA

08.12.2015 - Series 50 Pilot Exam

08.05.2015 - Solomon Exam Prep Launches “Series 26 FINRA Investment Company and Variable Contract Products Principal Examination” Study Program

08.04.2015 - Study Question of the Month - August

08.03.2015 - Solomon's Industry News: August 2015 Edition

07.31.2015 - Series 51 Online Exam Simulator Hits New Milestone

07.21.2015 - Testimonial Tuesday: July 21, 2015 Edition

07.17.2015 - Series 24 Live Class - Portland, OR

07.10.2015 - Exam Alert: SEC Raises Regulation A Limit, Creates Tiers

07.07.2015 - Solomon's Industry News: July 2015 Edition

07.02.2015 - Study Question of the Month - July

06.25.2015 - Exam Alert: FINRA Provides Guidance on Communications

06.23.2015 - Testimonial Tuesday: June 23, 2015 Edition

06.12.2015 - Exam Alert: SEC Issues Bulletin Regarding Diminished Financial Capacity

06.09.2015 - Exam Alert: FINRA Revises Public, Non-public Arbitrator Standards

06.03.2015 - Study Question of the Month - June

06.02.2015 - Solomon's Industry News: June 2015 Edition

05.29.2015 - Proposed FINRA Exam Restructure

05.19.2015 - Testimonial Tuesday: May 19, 2015 Edition

05.04.2015 - Study Question of the Month - May

04.14.2015 - Testimonial Tuesday: April 14, 2015 Edition

04.13.2015 - MSRB Announces Creation of Professional Qualification Standards for Municipal Advisors

04.10.2015 - New Securities Trader Qualification Exam (Series 57)

04.08.2015 - SEC wants off-exchange broker-dealers to become members of FINRA or other securities association

04.07.2015 - Study Question of the Month - April

04.02.2015 - Solomon's Industry News: April 2015 Edition

03.20.2015 - Increase in FINRA & MSRB Exam Fees

03.19.2015 - FINRA Proposes Upcoming Exam Changes

03.10.2015 - FINRA Says Big Changes Coming to Securities Exams

03.10.2015 - Testimonial Tuesday: March 10, 2015 Edition

03.03.2015 - Study Question of the Month - March

03.02.2015 - Solomon's Industry News: March 2015 Edition

02.17.2015 - How to Pass Your Exam the First Time

02.10.2015 - Testimonial Tuesday: February 10, 2015 Edition

02.03.2015 - Study Question of the Month - February

02.03.2015 - Solomon's Industry News: February 2015 Edition

01.22.2015 - New Solomon Exam Prep Study Guides!

01.20.2015 - Testimonial Tuesday: January 20, 2015 Edition

01.06.2015 - Study Question of the Month - January

01.05.2015 - Solomon's Industry News: January 2015 Edition

12.16.2014 - Testimonial Tuesday: December 16, 2014 Edition

12.08.2014 - Solomon Exam Prep Partners with Boston Institute of Finance and Bryant University to Offer CFP Exam Prep

12.02.2014 - Study Question of the Month - December

12.01.2014 - Solomon's Industry News: December 2014 Edition

11.25.2014 - Testimonial Tuesday: November 25, 2014 Edition

11.11.2014 - Exam Alert: FINRA Allows Arbitrators to Make Mid-case Referrals in Cases of Serious Threats

11.11.2014 - Testimonial Tuesday: November 11, 2014 Edition

11.03.2014 - Solomon's Industry News: November 2014 Edition

11.03.2014 - Study Question of the Month - November

10.27.2014 - Exam Alert: FINRA Adds Additional FOCUS Report Supplement

10.21.2014 - Testimonial Tuesday: October 21, 2014 Edition

10.16.2014 - “The Solomon Exam Prep Guide: Series 24 General Securities Principal Qualification Examination, 2nd Edition” Exam Study Guide Now Available

10.03.2014 - MSRB Rule Changes: Series 51, 52, and 53

10.01.2014 - Study Question of the Month - October

09.30.2014 - Testimonial Tuesday: September 30, 2014 Edition

09.26.2014 - Exam Alert: FINRA Changes TRACE Rules Regarding Trades in Asset-Backed Securities and Reduces Reporting Times

09.09.2014 - Testimonial Tuesday: September 9, 2014 Edition

09.08.2014 - Study Question of the Month - September

09.03.2014 - Solomon's Industry News: September 2014 Edition

08.27.2014 - Study Question of the Week: August 27, 2014 Edition

08.20.2014 - Study Question of the Week: August 20, 2014 Edition

08.19.2014 - Testimonial Tuesday: August 19, 2014 Edition

08.18.2014 - Portland, OR - Live, Series 6 & 63 Class this September

08.14.2014 - Study Question of the Week: August 14, 2014 Edition

08.07.2014 - Exam Alert: FINRA to Change Series 24 Exam

08.06.2014 - Study Question of the Week: August 6, 2014 Edition

08.05.2014 - Testimonial Tuesday: August 5, 2014 Edition

07.23.2014 - Exam Alert: FINRA Excludes Research Reports on Exchange-Listed Securities From Filing Requirement

07.23.2014 - Study Question of the Week: July 23, 2014 Edition

07.22.2014 - Testimonial Tuesday: July 22, 2014 Edition

07.16.2014 - Study Question of the Week: July 16, 2014 Edition

07.09.2014 - Study Question of the Week: July 9, 2014 Edition

07.08.2014 - Testimonial Tuesday: July 8, 2014 Edition

07.07.2014 - Exam Alert: FINRA Provides Information to the Public on Dark Pool Transactions and 144A Transactions

07.03.2014 - Exam Alert: FINRA Revises OATS, ORF, and ADF/TRF Trade Reporting Rules

07.02.2014 - Study Question of the Week: July 2, 2014 Edition

06.30.2014 - Solomon's Industry News: June 30, 2014 Edition

06.25.2014 - Study Question of the Week: June 25, 2014 Edition

06.24.2014 - Testimonial Tuesday: June 24, 2014 Edition

06.19.2014 - Options Trading Before Merger and Acquisition Announcements Indicate Pervasive Insider Trading

06.18.2014 - Study Question of the Week: June 18, 2014 Edition

06.18.2014 - Personal Finances and Your Registration

06.17.2014 - Testimonial Tuesday: June 17, 2014 Edition

06.13.2014 - Qualified Dividends Video Overview

06.12.2014 - Study Question of the Week: June 12, 2014 Edition

06.04.2014 - Study Question of the Week: June 4, 2014 Edition

06.03.2014 - Testimonial Tuesday: June 3, 2014 Edition

05.28.2014 - Study Question of the Week: May 28, 2014 Edition

05.27.2014 - Testimonial Tuesday: May 27, 2014 Edition

05.21.2014 - Study Question of the Week: May 21, 2014 Edition

05.20.2014 - Testimonial Tuesday: May 20, 2014 Edition

05.15.2014 - Series 6 & 63 Live Class in Portland!

05.14.2014 - Study Question of the Week: May 14, 2014 Edition

05.09.2014 - Exam Alert: FINRA Revises Series 26 Exam

05.07.2014 - Study Question of the Week: May 7, 2014 Edition

05.06.2014 - Testimonial Tuesday: May 6, 2014 Edition

05.05.2014 - Solomon's Industry News: May 5, 2014 Edition

04.30.2014 - Study Question of the Week: April 30, 2014 Edition

04.28.2014 - Amazing Pass Rates!

04.26.2014 - Exam Alert: FINRA Updates and Consolidates Rules Regarding Customer Protection, Callable Securities, and Securities Loans

04.23.2014 - Study Question of the Week: April 23, 2014 Edition

04.22.2014 - Testimonial Tuesday: April 22, 2014 Edition

04.16.2014 - Study Question of the Week: April 16, 2014 Edition

04.15.2014 - Testimonial Tuesday: April 15, 2014 Edition

04.11.2014 - Exam Alert: Hart-Scott-Rodino Act Thresholds Updated for 2014

04.10.2014 - Exam Alert: FINRA Updates Regulatory Extension (REX) System

04.09.2014 - Study Question of the Week: April 9, 2014 Edition

04.08.2014 - Testimonial Tuesday: April 8, 2014 Edition

04.02.2014 - Study Question of the Week: April 2, 2014 Edition

03.26.2014 - Study Question of the Week: March 26, 2014 Edition

03.25.2014 - Testimonial Tuesday: March 25, 2014 Edition

03.19.2014 - Study Question of the Week: March 19, 2014 Edition

03.18.2014 - Exam Alert: FINRA Establishes Exemption from Spinning Rule for Certain Funds of Funds

03.18.2014 - Testimonial Tuesday: March 18, 2014 Edition

03.05.2014 - Study Question of the Week: March 5, 2014 Edition

03.04.2014 - Testimonial Tuesday: March 4, 2014 Edition

03.01.2014 - Exam Alert: FINRA Revises ADF Market Participant Registration Rules

02.26.2014 - Study Question of the Week: February 26, 2014 Edition

02.19.2014 - Study Question of the Week: February 19, 2014 Edition

02.18.2014 - Testimonial Tuesday: February 18, 2014 Edition

02.17.2014 - Solomon's Online Exam Simulator

02.12.2014 - Study Question of the Week: February 12, 2014 Edition

02.11.2014 - Testimonial Tuesday: February 11, 2014 Edition

02.10.2014 - Exam Alert: FINRA Revises Proxy-forwarding Fee Rules

02.05.2014 - Study Question of the Week: February 5, 2014 Edition

02.04.2014 - Testimonial Tuesday: February 4, 2014 Edition

02.03.2014 - Solomon Exam Prep Launches “Series 52 MSRB Municipal Securities Representative Qualification Exam” Study Program

01.29.2014 - Study Question of the Week: January 29, 2014 Edition

01.28.2014 - Exam Alert: SEC Delays Compliance Date of Municipal Adviser Registration Rules, Responds to FAQs

01.28.2014 - Testimonial Tuesday: January 28, 2014 Edition

01.22.2014 - Study Question of the Week: January 22, 2014 Edition

01.21.2014 - Testimonial Tuesday: January 21, 2014 Edition

01.16.2014 - Study Question of the Week: January 16, 2014 Edition

01.10.2014 - Exam Alert: Municipal Advisor Registration Rules Take Effect

01.09.2014 - FINRA Focuses Attention on BrokerCheck

01.08.2014 - Study Question of the Week: January 8, 2014 Edition

01.07.2014 - Testimonial Tuesday: January 7, 2014 Edition

01.04.2014 - Exam Alert: MSRB Prohibits Municipal Dealers from Consenting to Changes to Authorizing Documents

01.03.2014 - New Year, New Pass Rates

01.02.2014 - Study Question of the Week: January 2, 2014 Edition

12.31.2013 - Testimonial Tuesday: December 31, 2013 Edition

12.26.2013 - Study Question of the Week: December 26, 2013 Edition

12.24.2013 - Testimonial Tuesday: December 24, 2013 Edition

12.18.2013 - Study Question of the Week: December 18, 2013 Edition

12.17.2013 - Testimonial Tuesday: December 17, 2013 Edition

12.16.2013 - Exam Alert: Federal Agencies Implement Volcker Rule

12.11.2013 - Study Question of the Week: December 11, 2013 Edition

12.10.2013 - Testimonial Tuesday: December 10, 2013 Edition

12.04.2013 - Study Question of the Week: December 4, 2013 Edition

12.03.2013 - Testimonial Tuesday: December 3, 2013 Edition

12.02.2013 - Solomon's Industry News: December 2, 2013 Edition

11.27.2013 - Closed for Thanksgiving Weekend

11.27.2013 - Study Question of the Week: November 27, 2013 Edition

11.26.2013 - Testimonial Tuesday: November 26, 2013 Edition

11.25.2013 - Solomon's Industry News: November 25, 2013 Edition

11.24.2013 - Exam Alert: SEC Requires Municipal Advisers to Register

11.20.2013 - Study Question of the Week: November 20, 2013 Edition

11.19.2013 - Exam Alert: FINRA Revises Series 6 Outline

11.19.2013 - Testimonial Tuesday: November 19, 2013 Edition

11.18.2013 - Solomon's Industry News: November 18, 2013 Edition

11.13.2013 - Study Question of the Week: November 13, 2013 Edition

11.12.2013 - Testimonial Tuesday: November 12, 2013 Edition

11.11.2013 - Solomon's Industry News: November 11, 2013 Edition

11.08.2013 - Video Overview of Solomon Exam Prep

11.06.2013 - Study Question of the Week: November 6, 2013 Edition

11.05.2013 - Testimonial Tuesday: November 5, 2013 Edition

11.04.2013 - Solomon's Industry News: November 4, 2013 Edition

10.31.2013 - Exam Alert: SEC clarifies supervisory liabilities of legal and compliance personnel

10.30.2013 - Study Question of the Week: October 30, 2013 Edition

10.29.2013 - Testimonial Tuesday: October 29, 2013 Edition

10.23.2013 - Study Question of the Week: October 23, 2013 Edition

10.22.2013 - Testimonial Tuesday: October 22, 2013 Edition

10.22.2013 - New Series 82 On-Demand Study Course

10.16.2013 - Study Question of the Week: October 16, 2013 Edition

10.15.2013 - Testimonial Tuesday: October 15, 2013 Edition

10.14.2013 - "Stock Up on Information Before Buying Stock"

10.11.2013 - Exam Alert: SEC changes broker-dealer financial responsibility rules

10.09.2013 - Study Question of the Week: October 9, 2013 Edition

10.08.2013 - Testimonial Tuesday: October 8, 2013 Edition

10.02.2013 - Study Question of the Week: October 2, 2013 Edition

09.25.2013 - Exam Alert: FINRA requires firms to report trades within 10 seconds

09.23.2013 - Study Question of the Week: September 23, 2013 Edition

09.16.2013 - Study Question of the Week: September 16, 2013 Edition

09.10.2013 - Study Question of the Week: September 10, 2013 Edition

09.03.2013 - Study Question of the Week: September 3, 2013 Edition

08.27.2013 - Exam Alert: NASAA revises qualified client standard

08.27.2013 - Study Question of the Week: August 27, 2013 Edition

08.20.2013 - Study Question of the Week: August 20, 2013 Edition

08.16.2013 - The NEW Solomon Exam Prep Guide to the Series 82 is here!

08.13.2013 - Study Question of the Week: August 13, 2013 Edition

07.25.2013 - The Solomon Exam Prep Guide to the Series 62 is here!

07.23.2013 - Study Question of the Week: July 23, 2013 Edition

07.17.2013 - Study Question of the Week: July 17, 2013 Edition

07.10.2013 - Exam Alert: FINRA modifies Series 55 outline and passing score

07.10.2013 - Study Question of the Week: July 10, 2013 Edition

07.02.2013 - Study Question of the Week: July 2, 2013 Edition

06.26.2013 - Study Question of the Week: June 26, 2013 Edition

06.26.2013 - Exam Alert: FINRA revises who can qualify as "public arbitrators"

06.19.2013 - Study Question of the Week: June 19, 2013 Edition

06.11.2013 - Study Question of the Week: June 11, 2013 Edition

06.04.2013 - Study Question of the Week: June 4, 2013 Edition

05.28.2013 - Exam Alert: FINRA modifies TRACE trade dissemination and reporting rules

05.15.2013 - Study Question of the Week: May 15, 2013 Edition

05.13.2013 - Exam Alert: FINRA amends trading halt rules

05.09.2013 - Study Question of the Week: May 9, 2013 Edition

05.01.2013 - Study Question of the Week: May 1, 2013 Edition

04.29.2013 - Exam Alert: SEC requires financial institutions to implement identity theft programs

04.24.2013 - Study Question of the Week: April 24, 2013 Edition

04.19.2013 - Exam Alert: Enrollment fees for NASAA exams to increase

04.17.2013 - Study Question of the Week: April 17, 2013 Edition

04.09.2013 - Study Question of the Week: April 9, 2013 Edition

04.03.2013 - Study Question of the Week: April 3, 2013 Edition

04.01.2013 - Exam Alert: FINRA implements pricing limits to prevent extreme volatility in NMS stocks

03.27.2013 - Study Question of the Week: March 27, 2013 Edition

03.21.2013 - Exam Alert: SEC clarifies standards for filing social media communications by investment companies

03.19.2013 - Study Question of the Week: March 18, 2013 Edition

03.07.2013 - Study Question of the Week: March 7, 2013 Edition

03.03.2013 - Exam Alert: FINRA provides reporting exceptions to avoid duplicative filings, permits online filing

02.27.2013 - Study Question of the Week: February 27, 2013 Edition

02.19.2013 - Study Question of the Week: February 19, 2013 Edition

02.15.2013 - Join Solomon Exam Prep at the LAMP Conference in sunny San Diego, CA

02.13.2013 - Study Question of the Week: February 13, 2013 Edition

02.08.2013 - Exam Alert: FINRA revises inspection rule

02.07.2013 - Study Question of the Week: February 7, 2013 Edition

01.30.2013 - Study Question of the Week: January 30, 2013 Edition

01.24.2013 - Study Question of the Week: January 24, 2013 Edition

01.22.2013 - Exam Alert: FINRA provides guidance on new communication rules

01.16.2013 - Exam Alert: SEC requires broker-dealers to search for lost holders of securities

01.16.2013 - Study Question of the Week: January 16, 2013 Edition

01.03.2013 - Study Question of the Week: January 3, 2013 Edition

12.27.2012 - Exam Alert: FINRA requires orders with alternative triggers to be clearly distinguished from stop orders

12.26.2012 - Study Question of the Week: December 26, 2012 Edition

12.20.2012 - Study Question of the Week: December 20, 2012 Edition

12.17.2012 - Exam Alert: FINRA provides additional guidance on suitability rule

12.12.2012 - Study Question of the Week: December 12, 2012 Edition

12.06.2012 - Study Question of the Week: December 6, 2012 Edition

12.01.2012 - Exam Alert: FINRA changes research analyst rules for offerings of emerging growth companies

11.28.2012 - Study Question of the Week: November 27, 2012 Edition

11.12.2012 - Exam Alert: FINRA amends margin requirements

11.08.2012 - Study Question of the Week: November 8, 2012 Edition

10.29.2012 - Exam Alert: FINRA launches data feed for securitized products, gives reminder about TRACE changes

10.24.2012 - ANSWER - Study Question of the Week: October 23, 2012 Edition

10.23.2012 - Study Question of the Week: October 23, 2012 Edition

10.23.2012 - Exam Alert: NASAA identifies compliance violations, best practices

10.15.2012 - Exam Alert: MSRB requires BDs to report contractual price of inter-dealer transactions

10.11.2012 - ANSWER: Study Question of the Week (October 11, 2012 Edition)

10.11.2012 - Exam Alert: SEC identifies concerns, good practices regarding nonpublic information

10.10.2012 - Study Question of the Week: October 10, 2012 Edition

10.08.2012 - I will help you pass your licensing exam . . . What am I?

10.03.2012 - ANSWER--Study Question of the Week: October 1, 2012 Edition

10.01.2012 - Exam Alert: MSRB requires price or yield information to accompany "NRO" designations

10.01.2012 - Study Question of the Week: October 1, 2012 Edition

09.24.2012 - Exam alert: SEC issues risk alert on "Pay-to-Play" practices

09.20.2012 - ANSWER--Study Question of the Week: September 19, 2012 Edition

09.19.2012 - Study Question of the Week: September 19, 2012 Edition

09.17.2012 - Securities Licensing Examination Waivers

09.17.2012 - Exam Alert: FINRA adopts, modifies private placement rules

09.14.2012 - Join Solomon Exam Prep at NSCP in DC!

09.10.2012 - Exam Alert: FINRA amends short-interest reporting rule

09.06.2012 - ANSWER--Study Question of the Week: September 5, 2012 Edition

09.05.2012 - Study Question of the Week: September 5, 2012 Edition

09.02.2012 - Exam Alert: SEC requires resource extraction issuers to disclose payments to governments

08.31.2012 - ANSWER--Study Question of the Week: August 29, 2012 Edition

08.30.2012 - Study Question of the Week: August 29, 2012 Edition

08.24.2012 - Exam Alert: SEC requires issuer disclosure regarding source of certain minerals

08.20.2012 - Exam Alert: Department of Labor requires additional disclosure to 401(k)-type plan participants

08.16.2012 - Exam Alert: SEC and CFTC define "swap," "security-based swap," and "mixed swap"

08.13.2012 - Exam Alert: FINRA to modify minimum quote sizes for OTC stocks

08.13.2012 - Exam Alert: Test takers with limited English proficiency must submit a form to FINRA to receive extra time

07.31.2012 - Exam Alert: SEC requires new exchange listing standards and proxy disclosures

07.23.2012 - Exam Alert: MSRB provides guidance on required disclosures and fair practices for municipal underwriters

07.21.2012 - Exam Alert: Operations Professionals must pass the Series 99 by October 17

07.18.2012 - Exam Alert: FINRA to give mediation directors authority to limit mediator selections

07.13.2012 - Exam Alert: Investment tax to take effect next year

06.30.2012 - Exam Alert: MSRB establishes regulation of broker's brokers and related dealers

06.29.2012 - Exam Alert: FINRA to raise limit for simplified arbitration

06.25.2012 - Exam Alert: FINRA to implement new communications rules

06.16.2012 - Exam Alert: NYSE Amex renamed NYSE MKT

06.10.2012 - Exam Alert: FINRA prohibits collective action claims from being arbitrated under its Code

06.04.2012 - Exam Alert: National exchanges and FINRA to implement new standards for trading halts

06.03.2012 - Exam Alert: MSRB revises definition of sophisticated municipal market professional

05.30.2012 - Comprehensive CFP Exam Review Guide Published

05.29.2012 - Exam Alert: FINRA amends TRACE rules for TBA transactions

05.25.2012 - FINRA to brokers: we hear you. No exam grades on Brokercheck after all

05.22.2012 - Exam Alert: FINRA provides guidance on its new suitability rule

05.21.2012 - Exam Alert: Prometric Wands Exam Test-takers

05.21.2012 - FINRA may add licensing exam scores to BrokerCheck and IAPD

05.14.2012 - Exam Alert: SEC identifies good due diligence practices for municipal securities underwriters

05.11.2012 - Exam Alert: MSRB requires underwriters of municipal securities to provide additional disclosure

05.07.2012 - Exam Alert: FINRA changes process for filing notice and information on Regulation M distributions

05.05.2012 - Exam Alert: FINRA to implement new electronic filing system for public offerings

04.29.2012 - Exam Alert: SEC adopts definitions for security-based swap rules

04.22.2012 - Exam Alert: FINRA rules to change to reflect Dodd-Frank changes to whistleblower laws

04.13.2012 - Exam Alert: JOBS Act will change standards for IPOs, securities registration

04.09.2012 - Exam Alert: SEC releases risk alert on unauthorized trading

04.06.2012 - Exam Alert: SEC approves revised FINRA telemarketing rule

04.02.2012 - Exam Alert: NYSE changes pegging quote rules

03.29.2012 - Exam Alert: FINRA raises exam fees

03.27.2012 - Exam Alert: TRACE data feeds to include BSYM

03.25.2012 - Exam Alert: MSRB changes RTRS Facility rules

03.14.2012 - Exam Alert: SEC approves changes to FINRA's Code of Procedure

03.09.2012 - Exam Alert: SEC approves consolidated FINRA Best Execution rule

03.02.2012 - Exam Alert: FINRA requires firms to file SSOI supplement to FOCUS Reports

02.24.2012 - Exam Alert: SEC requests that broker-dealers provide FINRA with SAR information

02.17.2012 - Exam Alert: SEC rule excludes home value from net worth calculation for "qualified clients"

02.11.2012 - Exam Alert: US Labor Dept requires disclosures from plan service providers

02.06.2012 - Solomon Exam Prep Introduces Series 82 Online Exam Simulator

02.05.2012 - Exam Alert: NYSE Euronext and Deutsche Boerse cancel merger after EU ruling

02.01.2012 - Solomon Exam Prep Partners with Garrett College

01.27.2012 - Exam Alert: FINRA recommends heightened supervision for complex products

01.22.2012 - Exam Alert: Disclosures required by the Department of Labor do not need to be filed with FINRA

01.12.2012 - Exam Alert: SEC staff provides compliance suggestions for IAs using social media

01.05.2012 - Exam Alert: FINRA alters short interest reporting requirements

12.31.2011 - Exam Alert: FINRA modifies rules to protect certain documents from discovery

12.29.2011 - Exam Alert: New passing score for the Series 99 is 68%

12.27.2011 - Exam Alert: SEC modifies accredited investor standard based on Dodd-Frank

12.15.2011 - Exam Alert: FINRA changes guidelines for books and records rules

12.15.2011 - Exam Alert: SEC raises dollar thresholds for "qualified clients"

12.14.2011 - Sign-up for our NEW live, online Series 62 class today

12.09.2011 - Exam Alert: FINRA amends TRACE reporting requirements, moves trade processing onto MPP

12.06.2011 - Take advantage of our NEW reduced prices for our Series 99 products!

11.30.2011 - Exam Alert: SEC approves tougher listing standards for reverse merger companies

11.29.2011 - Exam Alert: SEC requires private fund advisers to file Form PF

11.16.2011 - Practice makes perfect: Study for the Series 55 Equity Trader Exam with the new Solomon Series 55 Online Exam Simulator

11.16.2011 - Exam Alert: FINRA provides guidance on TIPS fund advertising

11.15.2011 - Exam Alert: FINRA provides guidance on the use of FINRA in firm trademarks

11.14.2011 - Exam Alert: FINRA provides guidance on ETF and DPP advertising

11.10.2011 - Exam Alert: TRACE pilot program for reporting asset-backed securities transactions to end

10.29.2011 - Exam Alert: SEC gives guidance on cyber attack threat disclosure

10.20.2011 - Exam Alert: Private fund advisers may be required to file with FINRA

10.13.2011 - Exam Alert: FINRA to require electronic submission of annual audit reports

09.20.2011 - Android Apps have arrived at Solomon Exam Prep

09.19.2011 - Solomon Exam Prep attending WIFS National Conference in October

09.08.2011 - Exam Alert: FINRA revises Series 7 outline, effective November 7

09.07.2011 - Exam Alert: IRS publishes outline for Registered Tax Return Preparer exam

09.06.2011 - Exam Alert: Delayed results for new Series 99 exam candidates

08.30.2011 - Exam Alert: The Series 99 Outline is Up!

08.30.2011 - Study Alert: New memory retention study finds reading hard copy is better than reading online

08.24.2011 - FINRA Alert: New rules for social media and personal device use for business purposes

08.24.2011 - Exam Alert: FINRA expands trading pause rule to all NMS stocks

08.08.2011 - Exam Alert: FINRA Charges New Fees for Canceling or Rescheduling Exams

08.04.2011 - Exam Alert: SEC replaces credit rating with other criteria on Form S-3

07.28.2011 - Exam Alert: Large traders must identify themselves to the SEC

07.26.2011 - Exam Alert: The New Series 99 Exam for Operations Professionals

07.25.2011 - Exam Alert: FINRA modifies and delays implementation of maintenance margin requirements for non-margin eligible equity securities

07.19.2011 - Exam Alert: SEC alters investment adviser registration and reporting requirements

07.08.2011 - Exam Alert: Mid-sized advisers must register with the states

06.24.2011 - Exam Alert: SEC approves exemption from investment adviser registration for "family offices"

06.17.2011 - Exam Alert: FINRA announces new submission process for Form T

06.09.2011 - Exam Alert: FASB requires additional accounting disclosures

06.03.2011 - Exam Alert: SEC approves FINRA financial responsibility and operational rules

05.25.2011 - Exam Alert: FINRA pushes back implementation date for higher customer care standards

05.13.2011 - FINRA Makes Changes to Series 7 Exam Outline

05.12.2011 - Exam Alert: SEC proposes rule to change standards for "qualified clients"

05.10.2011 - Exam Alert: SEC approves amendments to FINRA TRACE transaction reporting rules

05.08.2011 - Exam Alert: SEC approves consolidated FINRA rules on books and records

04.26.2011 - Exam Alert: FINRA clarifies maintenance margin requirements for non-margin eligible equity securities

04.16.2011 - Exam Alert: Proposed FINRA rule will clarify firms' supervisory responsibilities for outsourced activities

04.07.2011 - Exam Alert: IRS requires broker-dealers and mutual funds to report cost basis of stocks

03.31.2011 - Exam Alert: proposed exam for Operations Professionals will focus on basics

03.31.2011 - Exam Alert: FINRA further revises its Sanction Guidelines

03.25.2011 - Exam Alert: SEC proposes amendment requiring broker-dealers to search for missing securityholders

03.18.2011 - Exam Alert: FINRA proposes rule requiring Operations Professionals to register

03.11.2011 - Exam Alert: SEC proposes rule to eliminate credit rating as a condition for short-form securities registration

03.03.2011 - Exam Alert: FINRA reinstitutes short sale exempt marking on trade reports

02.28.2011 - Exam Alert: FINRA revises its Sanction Guidelines

02.24.2011 - Exam Alert: FINRA to adopt consolidated rule on customer confirmations

02.22.2011 - Exam Alert: SEC to nationalize exam program

02.17.2011 - Exam Alert: Operations Professional Qualification Exam Coming in 2011

02.16.2011 - Exam Alert: NYSE Euronext and Deutsche Boerse announce merger

02.12.2011 - Exam Alert: New SEC rules on shareholder approval of executive compensation

02.09.2011 - Exam Alert: FINRA to track trades in all listed US stocks

02.02.2011 - Exam Alert: FINRA members prohibited from keeping assets at certain non-member institutions

01.28.2011 - Exam Alert: Private advisers must register with the SEC

01.26.2011 - Exam Alert: FINRA to hold broker-dealers to a higher standard of customer care

01.26.2011 - Exam Alert: Flipping may only be discouraged through penalty bids

01.21.2011 - Exam Alert: 30-second trade reporting requirement is in effect

01.20.2011 - Exam Alert: Underwriters must report indications of interest and final allocations to issuers

01.18.2011 - Exam Alert: FINRA prohibits "spinning"

01.14.2011 - Registration Alert: Oregon Investment Advisors Must File Electronic IARD

01.14.2011 - Exam Alert: NASAA develops list of "Best Practices"

01.13.2011 - Exam Alert: FINRA prohibits quid pro quo allocations

01.12.2011 - Exam Alert: "Buy-in" notices must be rejected in writing by 6 PM, EST

01.12.2011 - Exam Alert: Free writing prospectuses must comply with FINRA communication rules

01.12.2011 - Exam Alert: Outside business activities require prior notice

01.12.2011 - Exam Alert: FINRA investigations require encrypted information

10.15.2010 - Series 79 Exam Prep Class in New York City

10.15.2010 - Solomon Exam Prep Publishes Free FINRA Series 79 Lite iPhone App

09.17.2010 - Series 7 Crossword Puzzle Contest

09.13.2010 - Solomon Exam Prep Creates Guide to Series 79 Investment Banking Exam

08.30.2010 - Solomon Exam Prep Advances Training for FINRA Series 79 Exam with "Comparable Companies Analysis" Worksheet

08.23.2010 - Solomon Exam Prep creates Series 79 LinkedIn Group

08.20.2010 - Solomon Exam Prep boosts Series 79 Investment Banking Exam Simulator

08.02.2010 - Solomon Exam Prep publishes FINRA Series 26 Practice Exams with Bonus Questions

06.24.2010 - Big Changes Ahead for the Series 7 Exam

05.18.2010 - Meet us in Baltimore at the FINRA Annual Conference

04.27.2010 - May 3 Opt-In deadline Approaches for Investment Bankers

04.07.2010 - Solomon Exam Prep Publishes First Series 7 Training App for the Blackberry

03.30.2010 - Solomon Exam Prep Publishes first Series 79 Exam Simulator

03.23.2010 - Solomon Exam Prep Publishes Series 62 Exam Simulator

03.14.2010 - Solomon Exam Prep Publishes Series 24 Practice Exam

03.11.2010 - Self-study Tip of the Week

03.08.2010 - Napping Increases Learning

02.23.2010 - Solomon Exam Prep Publishes New 2010 Audio Guides for the Series 6, Series 63 and Series 65 Exams

01.14.2010 - What is a passing score for the FINRA Series 79 exam?

01.09.2010 - First complete Series 79 practice exam available now!

12.15.2009 - PASS THE 65 updated for 2010 and new Series 65 Exam

12.07.2009 - Series 79 Investment Banking Representative Classes

12.01.2009 - NASAA and FINRA Raise Passing Score on Series 63 Exam

11.27.2009 - Can listening to audio books during sleep improve exam scores?

11.23.2009 - NASAA and FINRA raise the bar for the Series 65 and Series 66 Exams

10.30.2009 - Study and Test-taking Tips From Memory Research

10.28.2009 - NASAA announces important changes to Series 63, 65 and 66 exams

10.27.2009 - IRS Pension Plan Limits for 2010

10.26.2009 - Series 79 Birthday!