• IAR CE Launch
  • Live Web Classes general
  • Pass Probability
  • Series 82 5th Edition Release
  • Series 54 3rd Ed Launch
  • Series 6 3rd Ed Launch
  • Series 52 5th Ed Release
Industry News
Oklahoma Adopts Continuing Education Requirement for Investment Adviser Representatives
  Jul 01, 2022
Investment Adviser Representatives registered in Oklahoma must complete NASAA-approved continuing education courses beginning in 2023. Read More...



How to Pass the MSRB Series 54 Exam
  Jun 24, 2022
Thinking about taking the Series 54 exam? Keep reading to learn what the Series 54 qualifies you to do, what the exam covers, and how you should prepare for it. Read More...



Solomon Series 82 Study Guide, 5th Edition, Now Available
  Jun 21, 2022
The updated 5th edition of the Solomon Series 82 Study Guide covers everything you need to know to pass the FINRA Series 82 exam. Read More...



Solomon Partners with State College of Florida to Offer SIE Exam Prep Course
  Jun 14, 2022
Solomon Exam Prep’s SIE study program is available as an on-demand course via State College of Florida’s Lifelong Learning and Workforce Development Division. Read More...



How to Pass the NFA Series 3 Exam
  May 26, 2022
What is the Series 3 exam? Learn what passing the Series 3 exam allows you to do, what the exam covers, and how you should prepare for it. Read More...



New Solomon Series 82 Live Web Class
  May 17, 2022
The Solomon Series 82 Live Web Class will help you learn important exam topics from a Solomon Professor. Class recording included for replay. Read More...



Series 54 Solomon Study Guide, 3rd Edition, Now Available
  May 12, 2022
The new 3rd edition of the Solomon Series 54 Study Guide covers everything you need to know to pass the exam and become a Municipal Advisor Principal. Read More...



ESG Investing and DeFi & Digital Assets CE Courses Now Available
  May 10, 2022
Investment Adviser Representatives have two more Solomon continuing education courses to choose from to complete their annual NASAA IAR CE requirement. Read More...



Mask Policy Change at Prometric Test Centers
  May 09, 2022
Prometric will no longer require test candidates and test center staff to wear masks at test centers, effective May 1, 2022. Read More...



Series 6 Solomon Study Guide, 3rd Edition, Now Available
  May 05, 2022
If you need to take the FINRA Series 6 exam, the new 3rd edition of the Solomon Series 6 Study Guide covers everything you need to know to pass the exam. Read More...



Refunding of Bonds

3.6.23 Rule G-23—Activities of Financial Advisors

7.3.5. Financial Reporting Requirements

Appendix A

3.6.1. Lifetime and Six-, Five-, Four-, and Three-Year Records

Regulation S

call risk

retained earnings

bid price

public offering