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Industry News
Interview: How Pennie Kincade Passed Three Securities Licensing Exams
  Nov 30, 2021
Do you need to pass the SIE, Series 7, Series 66, or another FINRA or NASAA exam? Hear one student’s experience preparing for and taking her securities exams. Read More...

Big Changes to FINRA CE Requirements
  Nov 24, 2021
FINRA announced several important changes to its CE rules affecting registered representatives and principals. Learn how these changes may affect you. Read More...

How to Pass the FINRA Series 79 Exam
  Nov 19, 2021
What can you do with a Series 79 license? What is the exam like and how should you prepare for it? Solomon answers your top Series 79 questions. Read More...

Save 22% Now, Start in 2022
  Nov 18, 2021
From November 22 to December 22, save 22% on the biggest study package for each series – enter the code NEWYOU22 at checkout. Read More...

What Does "Tender" Mean on Securities Exams?
  Nov 12, 2021
For a number of securities exams, you should understand the term "tender." Solomon explains what the term means and how it's used in the securities industry. Read More...

Francis Marion University Students Studying for the SIE Exam with Solomon
  Nov 11, 2021
Solomon Exam Prep’s newest partnership will bring its Securities Industry Essentials (SIE) exam curriculum to a self-study cohort. Read More...

Solomon Poll: Inflation Expectations for 2022
  Nov 03, 2021
What are inflation and inflation expectations, and why are they important? Learn what these terms mean and the results of the latest Solomon poll. Read More...

Interview: How Alec Orudjev Passed Four Securities Licensing Exams
  Oct 25, 2021
What does it take to pass securities licensing exams like the SIE, Series 24, Series 63, and Series 79? Read about one student’s approach to success. Read More...

How to Pass the NASAA Series 66 Exam
  Oct 19, 2021
What can you do with a Series 66 license? What does the exam cover and how should you prepare for it? Keep reading for answers to your Series 66 questions. Read More...

University of Nebraska-Omaha Students Studying for the SIE Exam with Solomon
  Oct 11, 2021
Solomon Exam Prep’s SIE study materials are helping students at UNO learn about financial markets and prepare to take the SIE exam. Read More...

3.4. The Futures Spread Front-Running

Refunding of Bonds

Independent Public Accountant Exemptions

Civil Liabilities Arising in Connection withProspectuses and Communications

Monetary Instrument Log (MIL)


trade date

minimum maintenance requirement

operating income