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Industry News
How to Pass the MSRB Series 50 Exam
  Jan 24, 2022
How do you prepare for a challenging securities exam like the Series 50? Solomon shares insights about the test and how to study successfully. Read More...



Solomon Approved as Investment Adviser Representative CE Provider
  Jan 18, 2022
As a leader in securities exam prep, Solomon Exam Prep will offer courses for IARs to complete the new NASAA IAR CE requirement. Read More...



Solo 401(k), SEP, & SIMPLE: Retirement Plans for Small Businesses
  Jan 14, 2022
Be prepared for questions about SIMPLE, SEP, and solo 401(k) retirement account plans on the FINRA Series 6 and Series 7 exams. Read More...



Pepperdine University Partners with Solomon on SIE Prep Course
  Jan 05, 2022
Solomon Exam Prep’s Securities Industry Essentials (SIE) Exam prep materials will be used by students at Pepperdine University this Spring 2022 term. Read More...



Pass Probability™ Now Available for the Series 24
  Dec 22, 2021
If you're studying for the FINRA Series 24 exam, take the guesswork out of knowing when you're ready to take your exam with Solomon's Pass Probability feature. Read More...



How to Pass the FINRA Series 7 Exam
  Dec 20, 2021
What can you do with a Series 7 license? What is the exam like and how should you prepare for it? Solomon answers your top Series 7 questions. Read More...



MSRB Announces Results of Series 54 Exam for Municipal Advisor Principals
  Dec 17, 2021
Solomon Exam Prep congratulates the 810 individuals who have passed the Series 54 exam and are now qualified to work as municipal advisor principals. Read More...



Interview: How Pennie Kincade Passed Three Securities Licensing Exams
  Nov 30, 2021
Do you need to pass the SIE, Series 7, Series 66, or another FINRA or NASAA exam? Hear one student’s experience preparing for and taking her securities exams. Read More...



Big Changes to FINRA CE Requirements
  Nov 24, 2021
FINRA announced several important changes to its CE rules affecting registered representatives and principals. Learn how these changes may affect you. Read More...



How to Pass the FINRA Series 79 Exam
  Nov 19, 2021
What can you do with a Series 79 license? What is the exam like and how should you prepare for it? Solomon answers your top Series 79 questions. Read More...



7.3.5. Financial Reporting Requirements

4.1.4. Benefits and Risks of Options

Transmittal of Notices and Reports

2.8.1. Mortgage Bonds

Customer Accounts

irrevocable trust

writ of mandamus

Designated Market Maker (DMM)

repo rate

conduit theory