• Series 24 5th Ed Release
  • Series 52 Audiobook Release
  • Series 82 Video Lecture Update
  • Series 52 Audiobook Release
  • Series 79 6th Ed
  • IAR CE Launch
  • Live Web Classes general
  • Pass Probability
Industry News
New Edition of Solomon Study Guide for Series 24 Exam Now Available
  Oct 06, 2022
The 5th edition of the Solomon Series 24 Study Guide covers everything you need to know to pass the Series 24 exam and become a General Securities Principal. Read More...



How to Pass the MSRB Series 51 Exam
  Oct 03, 2022
Considering taking the Series 51 exam? Keep reading to learn what the Series 51 qualifies you to do, what the exam covers, and how you should prepare for it. Read More...



Audiobook Study Guide for the Series 53 Exam Now Available
  Sep 28, 2022
An audiobook version of the Solomon Exam Prep Series 53 Study Guide is now available for the first time for professionals studying for the MSRB Series 53 exam. Read More...



Expanded Series 82 Video Lecture Now Available
  Sep 14, 2022
If you’re studying for the FINRA Series 82 exam, the updated and expanded Solomon Series 82 Video Lecture is a great addition to your study plan. Read More...



MSRB Updates Continuing Education Requirements to Match Similar Changes by FINRA
  Sep 06, 2022
The MSRB has proposed several changes to its continuing education requirements to harmonize with FINRA's new CE requirements. Read More...



How to Pass the FINRA Series 22 Exam
  Aug 29, 2022
Thinking about taking the Series 22 exam? Keep reading to learn what the Series 22 qualifies you to do, what the exam covers, and how you should prepare for it. Read More...



South Carolina Adopts Continuing Education Requirement for Investment Adviser Representatives
  Aug 23, 2022
Investment Adviser Representatives registered in South Carolina must complete NASAA-approved continuing education courses beginning in 2023. Read More...



Audiobook Study Guide for the Series 52 Exam Now Available
  Aug 18, 2022
An audiobook version of the Solomon Exam Prep Series 52 Study Guide is now available for the first time for professionals studying for the MSRB Series 52 exam. Read More...



Want to become an Investment Banker? Solomon Series 79 Study Guide, 6th Edition, Now Available
  Aug 15, 2022
The updated 6th edition of the Solomon Series 79 Study Guide covers everything you need to know to pass the FINRA Series 79 exam. Read More...



Arkansas Adopts Continuing Education Requirement for Investment Adviser Representatives
  Aug 03, 2022
Investment Adviser Representatives registered in Arkansas must complete NASAA-approved continuing education courses beginning in 2023. Read More...



Post-Registration Requirements

4.7.3.1. Settlement Offers

5.2.2.3. Operations and Maintenance (O&M) Covenant

Support and Resistance

8.5.1.4. Partnership Accounts

Rule 144A

due diligence

Currency Transaction Report (CTR)

Treasury bond (T-bond)

syndicate covering transaction