Series 24: Best Execution

Taken from our Series 24 Online Guide

Best Execution

Brokers are required to make reasonable efforts to find as favorable a price as possible for a customer’s transaction given the prevailing conditions of the market. Trade execution is not instantaneous; quoted prices are for a specific number of shares; the market may be illiquid or volatile. In deciding how and where to execute a trade, a broker-dealer is expected t

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