Series 24: Firewall Between The Research And Investment Banking Departments

Taken from our Series 24 Online Guide

Firewall Between the Research and Investment Banking Departments

FINRA requires a “firewall” between a company’s research and investment banking departments. That is, research analysts may not be supervised or controlled by any employee of the member firm’s investment banking department, nor may any member of that department exe

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I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

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Chris Brice,CFA Bell Potter Cantley, Québec, Canada

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Steven Eisner, Penn Mutual/HTK, Hauppauge, NY