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Industry News
Interview: How Alec Orudjev Passed Four Securities Licensing Exams
  Oct 25, 2021
What does it take to pass securities licensing exams like the SIE, Series 24, Series 63, and Series 79? Read about one student’s approach to success. Read More...



How to Pass the NASAA Series 66 Exam
  Oct 19, 2021
What can you do with a Series 66 license? What does the exam cover and how should you prepare for it? Keep reading for answers to your Series 66 questions. Read More...



University of Nebraska-Omaha Students Studying for the SIE Exam with Solomon
  Oct 11, 2021
Solomon Exam Prep’s SIE study materials are helping students at UNO learn about financial markets and prepare to take the SIE exam. Read More...



Solomon Exam Prep Celebrates 1,000 LinkedIn Followers
  Oct 06, 2021
The Solomon Exam Prep LinkedIn community continues to grow, and we couldn’t be happier. Keep reading to find out who our followers are and why they follow the Solomon page. Read More...



University of North Carolina at Pembroke Finance Students Studying for the SIE Exam with Solomon
  Oct 04, 2021
Students at UNC Pembroke are preparing for the FINRA SIE exam this fall semester with Solomon Exam Prep’s SIE study materials. Read More...



University of the Incarnate Word In San Antonio Partners with Solomon on Capital Markets Course
  Sep 27, 2021
Solomon Exam Prep's SIE exam study course is being used by students at the University of the Incarnate Word in San Antonio, Texas this Fall 2021 term. Read More...



Interview: How Andrew Nerys Passed Three Securities Licensing Exams
  Sep 15, 2021
If you're preparing to take a securities licensing exam, such as the SIE, Series 7, or Series 63 (or all three!), Solomon’s latest student interview is a must-read. Read More...



How to Pass the FINRA Securities Industry Essentials (SIE) Exam
  Sep 13, 2021
Thinking about taking the SIE exam? Keep reading to learn what the SIE is, what topics the exam covers, and how you should prepare for it. Read More...



Update: Series 54 Deadline Extended to November 30
  Sep 08, 2021
Principals at municipal advisor firms must pass the Series 54 exam by November 30, 2021, to continue acting as principals. Read More...



Should Cryptocurrency Be Regulated as a Security or a Commodity? Solomon customers speak.
  Aug 25, 2021
Read the results of Solomon Exam Prep's latest poll on the topic of cryptocurrency regulation – and learn which license you'd need for either outcome. Read More...



Investment Adviser Representatives

18.4.2.1 Code of Arbitration

Placement Agent

Limited Liability Companies (LLCs)

Introducing Broker-dealers

front-end sales charge

placement

alternative standard

Securities Information Center (SIC)

call option