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Industry News
Solomon partners with Claflin University & Lincoln Financial Advisors to offer SIE class
  Oct 27, 2020
Solomon Exam Prep is delighted to announce a partnership with Claflin University and Lincoln Financial Advisors. Read More...

Testimonial Tuesday
  Oct 27, 2020
"I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt..." Read More...

October Study Question of the Month
  Oct 01, 2020
This month’s study question from the Solomon Online Exam Simulator question database is now available. Read More...

Testimonial Tuesday
  Sep 29, 2020
"I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26..." Read More...

If You're a Principal or Operations Professional, Your FINRA Exam Deadline May Be Extended
  Sep 24, 2020
If you're a newly promoted principal at your firm, FINRA may have just delivered you some good news. Read More...

Testing integrity in times of COVID-19
  Sep 18, 2020
Test candidates are bound by guidelines that prohibit cheating or using any unfair means during the exam. Read More...

September Study Question of the Month
  Sep 01, 2020
Answer this month's study question for a chance to win! Read More...

Passing Your Securities Exam May Now Make You an Accredited Investor
  Aug 27, 2020
On Wednesday, the SEC finalized rule changes that will broaden its definition of "accredited investor" to encompass industry professionals who have earned certain FINRA licenses. Read More...

Know What to Expect: Testing Online with ProProctor from Prometric
  Aug 13, 2020
FINRA partner Prometric has developed ProProctor for online, remote test taking. Here are some takeaways about the process. Read More...

Now Available: Series 24 Audiobook, 4th edition
  Aug 05, 2020
Solomon Exam Prep is excited to release the 4th edition of Solomon’s Series 24 Exam Audiobook. The Solomon Audiobook is a word-for-word reading of the 4th edition of Solomon’s Series 24 Study Guide.  Read More...

Minimum Price Increments (The Sub-Penny Pricing Rule)

Portfolio Income

15.8 Borrowing by Brokers: Rehypothecation Political Risk

Limitations on Gifts, Gratuities, and Non-cash Compensation

putable bonds

Investment Company Act of 1940

unit holders

short-term gain/loss

Automated Confirmation Transaction Service (ACT)