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Industry News
SEC Overhauls Marketing Rules for Investment Advisers
  Jan 14, 2021
On December 22, the SEC announced a major rule change that it hopes will clarify what investment advisers can and can't do when it comes to marketing their services. Read More...



January Study Question of the Month
  Jan 05, 2021
This month’s study question from the Solomon Online Exam Simulator question database is now available. Read More...



December Study Question of the Month
  Dec 01, 2020
This month's study question from the Solomon Online Exam Simulator question database is now available. Read More...



SEC Announces Major Revisions to Registration Exemptions Aimed at "Harmonizing" Regulation A Offerings, Regulation D Private Placements, and Crowdfunding
  Nov 05, 2020
On November 2, the SEC announced a collection of rule changes meant to, in the announcement's words, "harmonize, simplify, and improve" its "overly complex exempt offering framework." Read More...



New Solomon Exam Prep feature offers Accommodations for Securities Exam Test Takers
  Nov 04, 2020
Solomon Exam Prep is excited to announce a new feature available to those who require special accommodations from FINRA. Learning disabilities and impairments should never stand in the way of achieving goals Read More...



November Study Question of the Month
  Nov 03, 2020
This month's study question from the Solomon Online Exam Simulator question database is now available. Read More...



Solomon partners with Claflin University & Lincoln Financial Advisors to offer SIE class
  Oct 27, 2020
Solomon Exam Prep is delighted to announce a partnership with Claflin University and Lincoln Financial Advisors. Read More...



Testimonial Tuesday
  Oct 27, 2020
"I am delighted to be able to tell you that I passed my Series 65 exam on my first attempt..." Read More...



October Study Question of the Month
  Oct 01, 2020
This month’s study question from the Solomon Online Exam Simulator question database is now available. Read More...



Testimonial Tuesday
  Sep 29, 2020
"I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26..." Read More...



Release of Disciplinary Complaints and Decisions

1.3.2.4. Right to a Residual Claim During Liquidation

1.3.2 Termination of an IAR

Review of Customer Accounts

Stock Power

trustee

equity-indexed annuity (EIA)

Wilshire 5000

personal consumption expenditures

charitable remainder trusts