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Testimonial Tuesday
  Sep 29, 2020
"I took a job which required me to pass the SIE, Series 6, Series 63 and Series 26..." Read More...

If You're a Principal or Operations Professional, Your FINRA Exam Deadline May Be Extended
  Sep 24, 2020
If you're a newly promoted principal at your firm, FINRA may have just delivered you some good news. Read More...

Testing integrity in times of COVID-19
  Sep 18, 2020
Test candidates are bound by guidelines that prohibit cheating or using any unfair means during the exam. Read More...

September Study Question of the Month
  Sep 01, 2020
Answer this month's study question for a chance to win! Read More...

Passing Your Securities Exam May Now Make You an Accredited Investor
  Aug 27, 2020
On Wednesday, the SEC finalized rule changes that will broaden its definition of "accredited investor" to encompass industry professionals who have earned certain FINRA licenses. Read More...

Know What to Expect: Testing Online with ProProctor from Prometric
  Aug 13, 2020
FINRA partner Prometric has developed ProProctor for online, remote test taking. Here are some takeaways about the process. Read More...

Now Available: Series 24 Audiobook, 4th edition
  Aug 05, 2020
Solomon Exam Prep is excited to release the 4th edition of Solomon’s Series 24 Exam Audiobook. The Solomon Audiobook is a word-for-word reading of the 4th edition of Solomon’s Series 24 Study Guide.  Read More...

FINRA and NASAA launch online testing service for six securities exams
  Jul 17, 2020
FINRA and the NASAA are now offering Prometric’s ProProctor remote assessment service which allows you to choose where and when you take your security exam. This user-friendly testing platform Read More...

If you have ADHD and you are studying for the SIE exam or the Series 7 or the Series 65 ... Solomon Exam Prep can help
  Jun 17, 2020
It’s no small feat to study for and pass a securities licensing exam, especially if you have ADHD. With that in mind, Solomon has compiled a list of skill-based strategies to support ADHD learners through the process of studying for their securities licensing exams. Read More...

IPO Reporting Requirements

Disqualification Rules and Disciplinary Actions

Designation of OSJ General Securities Principal

Anti-Money Laundering

Preferred Dividends

variable annuity


Fill-or-Kill (FOK) order

interest rate