Series 24: New Member Agreement (Form NMA)

Taken from our Series 24 Online Guide

New Member Agreement (Form NMA)

The NMA begins by asking the applicant to identify its ownership and organizational structure (from Form BD), all its intended business activities, how transactions will be settled and cleared, and its communications and operations systems. The applicant must identify every associated person in the firm, their responsibilities and disciplinary history, as well as all ot

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