Series 66: 9.1.4 Performance Guarantees

Taken from our Series 66 Online Guide

9.1.4 Performance Guarantees

There are very few guarantees in the investment world. In fact, with the exception of U.S. government guaranteed securities, the word “guaranteed” cannot even be used. Even in that case, you cannot guarantee a specific gain or loss will be achieved, only that a client will receive her principal and interest should she hold a

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