Series 66 — Uniform Combined State Law Examination

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Study Guide
ONLINE STUDY GUIDE

The Solomon Series 66 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 66 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.

To view a sample click here

The Solomon Series 66 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 66 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.

The Study Guide is available in your online Solomon account (this digital guide requires Internet connection and is not downloadable). If you would like a physical book, a hard copy upgrade is available(shipping & handling will apply) that contains the same content as the online edition in your Solomon account.

To view a sample click here Please note: This is a pdf sample from the hard copy edition. If you want this look, you must purchase the hard copy upgrade.
Exam Simulator
EXAM SIMULATOR

Designed to work with the Solomon Series 66 Study Guide, the Solomon Series 66 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned. 

Sample a FREE demo of our Series 66 Online Exam Simulator here!

Designed to work with the Solomon Series 66 Study Guide, the Solomon Series 66 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.

The 180-day subscription to the Solomon Series 66 Exam Simulator offers:

• Over 4,300 original Series 66 practice questions with robust rationales which clearly explain why a specific answer is correct

• Questions updated continually to keep up with regulatory and industry changes

• Self-assessment tools that helps you identify areas that require more study

• An unlimited number of 20-question quizzes corresponding to the chapters of our Exam Study Guide

• An unlimited number of 110-question untimed practice exams with immediate answer feedback

• An unlimited number of 110-question timed practice exams

Exam simulator subscriptions are limited to one individual.

Sample a FREE demo of our Series 66 Online Exam Simulator here!
Video Lectures
VIDEO LECTURE

Do you have to take the NASAA Series 66 Exam? Solomon Exam Prep’s president Jeremy Solomon will take you through the most heavily tested topics including regulation of investment advisers, post-registration requirements, regulation of broker-dealers, remedies and administrative provisions, ethical practices, fiduciary obligations, and much more!

View a sample of the Video Lecture here.

The Solomon Series 66 Video Lecture highlights the most important and heavily-tested exam topics. Join the Solomon Professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 9.5-hour recorded course walks you through the most critical Series 66 concepts.

Lectures are peppered with practice questions to help you use what you are learning.

The Series 66 Video Lecture is available through the Solomon website and can be accessed via computer or mobile device. Video lecture subscriptions are for 180 days or until you pass your exam, whichever comes first.

View a sample of the Video Lecture here.

Audiobook
AUDIOBOOK

If you like to listen, the Solomon Series 66 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 66 Audiobook is a 18-hour audio recording of the Solomon Series 66 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam. 

To listen to a sample click here.

If you like to listen, the Solomon Series 66 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 66 Audiobook is a 18-hour audio recording of the Solomon Series 66 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.

The Solomon Series 66 Audiobook is a verbatim reading of The Solomon Exam Prep Guide to the Series 66.

The Series 66 audiobook is a great companion to the Series 66 Online Exam Simulatorthe industry-leading online testing program that ensures you are learning and retaining the information. 

The Solomon Series 66 Audiobook is available in the following formats:

  • Streaming Audio + Instant MP3 download

The MP3 files are compatible with all major MP3 players, including but not limited to: iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.

(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)

To listen to a sample click here.
Flashcards
FLASHCARDS

Learn key definitions and concepts on the Series 66 exam with the digital Solomon Series 66 flashcards! The perfect supplement to our industry-leading Series 66 study materials, the Solomon Series 66 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.

Learn key definitions and concepts on the Series 66 exam with Solomon Exam Prep Series 66 exam digital flashcards! The perfect supplement to our industry-leading Series 66 study materials, the Solomon Series 66 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.

  • Over 700 digital definition cards featuring clear, easy-to-understand definitions
  • Over 1200 true-false cards that feature important Series 66 exam facts
  • All cards can be organized by chapter, so you can test yourself, as you move through the Solomon study materials
  • Rating feature allows user to customize deck for targeted learning
  • Turn on text-to-speech and listen while you learn
  • Available on Solomon Exam Prep apps for on-the-go learning

Live Class
LIVE CLASS

The Solomon Series 66 Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the Series 66 concepts that are most valuable in helping you pass your exam.

The Solomon Series 66 Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the Series 66 concepts that are most valuable in helping you pass your exam.

The Solomon Series 66 Live Web Class covers these important exam topics:

  • Business Cycles and Economic Factors
  • Fundamental Analysis
  • Types of Risk
  • Equity and Debt Securities
  • Investment Companies
  • Discounted Cash Flow
  • Derivatives
  • Alternatives and Insurance Products
  • Clients and Client Profiles
  • Capital Market Theory, Portfolio Management, and Taxation
  • Taxation of Debt and Equity Securities
  • Retirement Plans, ERISA, Special Accounts
  • Trading and Performance Measures
  • Regulations of Securities Professionals
  • Regulations of Securities and Issuers
  • Remedies and Administrative Provisions
  • Recordkeeping Requirements
  • Net Worth/Net Capital Requirements
  • Business Practices for IAs and IARs
  • Performance-based fees
  • Wrap fees
  • Custody
  • Communication with Clients and Prospects
  • Compensation and Client Funds
  • Conflicts of Interest

WHAT CUSTOMERS SAY ABOUT SOLOMON'S UNIFORM COMBINED STATE LAW EXAMINATION

I have been extremely happy with your book series. I was able to pass the Series 66 and Series 65 with flying colors on the first try! Thanks again. 

Christian Brown, Financial Decisions Group

ADDITIONAL FEATURES
PASS PROBABILITY™
Pass Probability™ is Solomon Exam Prep’s industry-leading AI technology that measures your readiness to pass your securities exam – based on the performance of thousands of Solomon students.

Once you take five Solomon practice exams in the Exam Simulator, the Solomon Pass Probability tool calculates the probability that you will pass your test. You will receive a score between 0% – 100%.
STRENGTH BREAKDOWNS
Refine your Exam Simulator practice with detailed exam results. Solomon reports analyze which topics you’re strong in and which require more study so that you can focus your attention on the subjects that need your attention the most.
ASK THE PROFESSOR
Solomon students can click the Ask the Professor button and get:

  • A speedy response
  • Direct access to Solomon professors
  • Personalized help

"The Ask the Professor and live chat features were excellent!"

Carol G, New York
STUDY SCHEDULES
Interactive online study schedules help you master the exam study material with maximum efficiency. Choose a study schedule based on your timeline and expected exam date. You can edit, delete, and check off completed items or create custom items. You’ll find detailed instructions for what to do every step of the way.
INTERACTIVE REVIEW
This Exam Simulator feature makes it easy to review the questions you’ve gotten wrong on quizzes and exams. The interactive review is untimed, ungraded and you receive immediate feedback on your answers.
FREQUENTLY ASKED QUESTIONS ABOUT THE SERIES 66

How do I schedule my Series 66 exam?

A firm will file an electronic Form U4 for a candidate, or an individual will file a Form U10 and pay the registration fee to FINRA. Upon registering, a candidate will have 120 days to schedule the exam. You can find more details here.

What does the Series 66 qualify me to do?

In conjunction with the FINRA Series 7 General Securities Representative license, the NASAA Series 66 license qualifies you as both a securities agent and an investment advisor representative. The FINRA Series 7 General Securities Representative exam is a co-requisite to the Series 66, meaning that you must pass both exams (it doesn’t matter which one you take first) in order to apply to register with the state. 

How long should I prepare for this exam?

We recommend studying 60-80 hours over a three- to five-week period.

How many questions must I answer correctly to pass the exam?

In order pass the Series 66 exam, you must correctly answer at least 73 of the 100 scored questions (73%).


SERIES 66 PRODUCT SAMPLES

STUDY GUIDE

Guide Sample

EXAM SIMULATOR

Number of Questions10
Time DurationUntimed
Answer Feedback
Instant validation and rationale
Percentage required to pass73%

AUDIOBOOK

Thank you for listening to our audio samples. Purchase this audiobook to unlock all of the tracks.
Track Title Bookmark Length Download
9 Chapter 6 0:00 40:43

VIDEO LECTURE

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FLASHCARDS

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