Series 79: Exemption For Forward-Looking Information (Rule 168)

Taken from our Series 79 Top-off Online Guide

Exemption for Forward-Looking Information (Rule 168)

Under Rule 168, reporting issuers also enjoy an exemption for regularly released forward-looking information, including the type of information included in materials filed with the SEC under the Exchange Act. This permissible forward-looking

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Solomon Exam Prep Study Materials for the Series 79
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