Series 14: 7.2.4.5.5. License And Jurisdictional Retention

Taken from our Series 14 Online Guide

7.2.4.5.5. License and Jurisdictional Retention

A registered person’s license remains valid for two years after leaving the industry. Individuals who return after two years must requalify by passing the appropriate exam.

Similarly, when a registered person leaves the securities industry, FINRA retains jurisdiction over that person for two years.

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