Series 50: Circumvention Of The Rule

Taken from our Series 50 Online Guide

Circumvention of the Rule

Dealers, municipal advisors, and their associated persons are prohibited from directly engaging in any of the prohibited activities listed in the rule, but they are also prohibited from engaging in the activities indirectly through another person. For exa

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I had the Series 50 study guide memorized backwards and forwards, but still found the exam to be extremely difficult. I think the study guide still needs a lot of refining to cover more of the exam content, but I sure as heck wouldn't have passed the exam without it. Found the Solomon study guide to be absolutely necessary, but still in need of considerable improvement.

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