Series 24: Internal Inspections

Taken from our Series 24 Online Guide

Internal Inspections

Registered principals must conduct annual internal inspections at every OSJ and every Branch Office that supervises a non-branch office to ensure compliance with securities laws. Other branch offices must be inspected every three years. Inspections must include a review of customer account records to detect irregularities or abuses. They must also test and ve

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: Internal Inspections, you might also be interested in:

Series 63 - Common Types of Social Media or Electronic Communications Fraud

Series 79 - 3.1.3. Current and Quick Ratios

Series 27 - Internal Inspections

Series 82 - 3.2.4.2. American Depository Receipts

Series 66 - Unsystematic Risks

Series 79 - Shareholders

Series 24 - 2.8.3. Withdrawal of Equity Capital

Series 82 - Appeals

Series 50 - Non-Appropriation Clause

Series 66 - Chapter Eight

Series 66 - Redemption of Mutual Fund Shares

Series 24 - 3.2.1.1. Transfer on Death (TOD) Accounts

Series 24 - Types of NASDAQ Quotes

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I took another vendors 24 course but it did not compare to how Solomon Exam Prep for Series 24 prepared me. The material and practice exams, especially the timed exams, were broken up by sections, similar to the FINRA Exam. This really helped in allowing me to understand which section(s) I needed to spend more time on/hit harder. Thank you Solomon!!!

Jim Ruckman, Mass Mutual

Studying for the 24 was not easy. I felt Solomon's course materials and online portal prepared me well for passing the exam in the first try. The study material was NOT overwhelmingly thrown together and I found the study program to be manageable and focused. Got me through the study period of about 4-5 weeks. I would recommend Solomon over the other courses.

Ajay A, CT, Series 24

I studied for the Series 24 for two and a half months. I thank God for his grace passed on the first attempt. The exam simulator is superb, it's projection of readiness to sit for an exam is spot on. All the feedback I received on how difficult the test was proved to be very helpful. As a result I over studied and followed the recommended study plan step by step which was key. Thanks again Jeremy and team, Solomon exam prep is the best ;)

Nikita Brown, BMI. Atlanta, GA

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, TX

I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO