Series 7: 17.6.3.2.2 OTC Trading Halts

Taken from our Series 7 Top-off Online Guide

17.6.3.2.2  OTC Trading Halts

FINRA also is authorized to halt trading of a security on OTC Link or a third market if it deems it is in the public interest, and if one of the following is true:

  • A foreign market has halted trading in the security.
  • The security is a derivative of a listed secu

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