Series 3: 7.3.6.3. Electronic Communications

Taken from our Series 3

7.3.6.3. Electronic Communications

NFA member firms may not distribute over any electronic medium any advertisement that makes any specific trading recommendation or describes past or potential profits, without first submitting it to NFA for its review and approval at least 10 days prior to first use. Electronic communications include advertisements over radio, TV, or any other audio or video medium accessible to the public.

An el

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.3.6.3. Electronic Communications, you might also be interested in:

Series 53 - Calculating Accrued Interest

Series 66 - Chapter Four

Series 66 - 1.1.5.6 Profit Margins

Series 7 - 8.2.13 Selling Annuities

SIE - 2.11.3. Treasury Notes and Bonds

Series 65 - Weak Form Efficient Market Hypothesis

Series 7 - 3.2.1.3. Limited-Tax General Obligation Bonds

Series 27 - Organization and Purpose of SIPC

Series 51 - Nominal Yield

SIE - Exercise

Series 52 - 4.1.4.2. Position Trading

Series 65 - 6.2.1 ERISA (Employee Retirement Income Security Act)

Series 24 - Content Standards

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I passed the S7 TO first time it was introduced from last year. I have used several books and none of them could be as complete as this one. I am a living witness to the completeness of your course material. If that was not the case, I would not have passed this very difficult exam. I owe my success to your exam materials and no other book, from those I know have come close. I am going to study for the Series 66 through Solomon Exam Prep. If this can help me through, then I am sure many more people would also succeed.

Stalin Miki, Bankerslife, Miami, FL

I PASSED. A big thank you to Solomon Exam Prep for breaking down the material for the Series 65 exam into understandable information. I started my exam prep journey with another provider and their material was simply too wordy and full of unnecessary information. I switched to Solomon Exam Prep and the material was easy to follow and I PASSED. Thanks so much for being there for me.

Tammy Gladstone, State Farm Insurance, California, MD

Thank you so much for your great study materials! I have used you to pass my Series 6, 63 and most recently my Series 7 all on the first try. The practice exams and video lectures were great and extremely helpful. Will definitely be using your study material for any future exams and will recommend you to other people

Louis Orsatti, NY LIFE Securities, Boston, MA