Series 3: 7.3.6.1. Hypothetical Performance Results

Taken from our Series 3

7.3.6.1. Hypothetical Performance Results

Any promotional material that includes a measurement, description of, or reference to hypothetical performance results that might have been achieved had a particular trading system been employed, must include a disclaimer of its limitations. The disclaimer must state that there are frequently sharp differences between hypothetical performance results and the actual results subsequently achieved by any trading program, and that these hypotheticals do not represent that any similar account will likely achieve profits or losses similar to those shown. Hypotheticals are prepared with the benefit of hindsight, and they do not account for financial risk in actual trading.

If a member firm or associated person

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.3.6.1. Hypothetical Performance Results, you might also be interested in:

Series 24 - Levels of Nasdaq Service

Series 24 - Selling to Restricted Persons: FINRA Rule 5130

Series 50 - Negotiated Sale Authorization

Series 7 - 4.5. Exchange of Securities

Series 26 - Collateralized Mortgage Obligations (CMOs)

Series 7 - 17.5.2.3 Rules for Delivery of Stocks

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY

Used a different exam prep for my first 2 tries and failed miserably. Picked up the Solomon Series 6 full study package and passed my third attempt. The audio book and video lectures really made the difference. Thank you!

Rachel R, Ritter Insurance Agency, Huntington Beach, CA

Passed the SIE on my first attempt! Read the Kaplan study book and didn’t feel prepared enough to pass the exam. Stumbled upon Solomon exam prep and am so thankful I did. The exam simulator with the detailed answers did so much more to help me prepare. Went into the exam confident and passed. I’ll be back for the Series 7!

John N, Indianapolis IN