Series 52: 5.2.2.1. Rate Covenant

Taken from our Series 52 Online Guide

5.2.2.1. Rate Covenant

The rate covenant requires an issuer to set rates or fees at levels sufficient to generate revenue at some designated threshold. This threshold should be sufficient to cover the project’s operating exp

+ Read More

More Series 52 Info

What are people saying?

Create an Account

Since you're reading about Series 52: 5.2.2.1. Rate Covenant, you might also be interested in:

Series 7 - 6.1.2.5 Index Funds

Series 63 - 3.1.2.2. Incorporation by Reference

Series 24 - 2.2.2.7. Forwarding of Securities Information and Proxy Materials

Series 52 - 7.2.2. Important Coincident Indicators

Series 79 - Restrictions on Retaining IPO Shares in a Member Account

Series 26 - Review Standards for Annual Inspection Report

Series 66 - 5.2.2.3.2. Savings Incentive Match Plan for Employees (SIMPLE) IRA Plans

Series 51 - Required Contacts

Series 79 - Firewall Between a Member Firm and a Subject Company

Series 24 - Chain of Command

Series 79 - Unseasoned Reporting Issuer

Series 66 - 2.4.6 Interest Rates and Bond Prices

Series 65 - Buy and Sell Orders

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I actually initially failed the Series 52 and was left frustrated with the previous exam prep course that I previously took. I took a look at many of your testimonials and thought I would take a chance on Solomon. I was not disappointed. I passed the Series 52 on the second go, and the test was a breeze due to the preparation of your Series 52 exam prep. I couldn't be happier with Solomon. Onward and upward!

Akio Ohtake-Gordon, Piper Sandler & Co. Lakewood, CO.

I failed the Series 52 twice and thought my troubles were with retention, but they were with the practice. I used a competitor's materials and it lacked depth and above all else it lacked a large test bank of questions. With Solomon, I went from feeling unable to fully assess all of the answers on the actual exam, to knowing why an answer was right AS WELL AS knowing why the other 3 answers were wrong. This is an underappreciated aspect of test taking that was only achieved through repetition of different questions. Solomon's large test bank was invaluable and the ability to take practice exams with only the questions you previously got wrong is a fantastic addition.

Justin Ratti, Investment Banking, Charlotte, NC

Passed the 52 and 53 within two months thanks to the clarity of Solomon's materials. Great product!

Jonathan Bowman, Raymond James. Ennice, NC

Questions from the exam simulator were pretty similar to the actual series 52 exam, and I felt prepared with the study guide. I will be purchasing the series 53 study materials from Solomon in the near future.

Del Martin, Packerland Brokerage Services. Green Bay, WI

Solomon adequately prepared me to pass the 52 on my first try. Also, the one time I used the Ask the Professor tool, I received a response promptly. The pre-built study timelines were fantastic, and the ability to access via computer and the iPhone App was crucial. Many thanks to Solomon. I will use you guys again.

Jonathan Bowman Raymond James Ennice, NC

I had previously used a competitors material while preparing for the Series 52 exam. Using that material I failed the exam twice and both times I felt unprepared even after studying a ton. I switched to Solomon after reading reviews that seemed to be similar to my scenario. I finally passed!! Solomon's material did a great job of simplifying really complex material. The practice exams were very similar to the real exam. While taking the exam for the third time after studying with Solomon I felt confident the entire exam because I knew the information and had seen questions formatted similar while taking practice exams. Thanks Solomon!!!

Sara Brady McGinn FIRM: Raymond James Memphis, TN