SIE: Exercise

Taken from our SIE Online Guide

Exercise

Answer the following questions

  1. 1. A UIT sells units of securities also known as _____.
  2. 2. The most well-known ETF is Standard & Poor’s _____.
  3. 3. The investment portfolios held by ETFs and other UITs are not actively managed, so the investor will have no _____.
  4. 4. Nontraditional ETFs use _____ to generate profits.
  5. 5. An advantage and disadvantage of investing in a UIT is that the portfolio _____.
  6. 6. UIT units must be sold with a/n _____.
  7. 7. ETFs investors do not have to pay a front- or back-end sales charge, but they do have to pay a/n _____.
  8. 8. ETFs track an index, but imperfectly due to cash held, fund fees, and how liquid an asset or a market

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