Series 54: Disclosures And Disclaimers (Not Advice)

Taken from our Series 54 Online Guide

Disclosures and Disclaimers (Not Advice)

Disclosures or disclaimers can be added to information to assure that the information will not be construed as advice or a recommendation. Here are some examples of such disclosures:

•“No recommendation is being made.”

•“This firm is not acting as a municipal advisor and holds no fiduciary duty

+ Read More

More Series 54 Info

What are people saying?

Create an Account

Since you're reading about Series 54: Disclosures And Disclaimers (Not Advice), you might also be interested in:

Series 24 - Types of NASDAQ Orders

Series 53 - 4.2.2.2.10. Order Period

Series 66 - Exemptions to the Securities Act of 1933

SIE - 9.2.8. No Payment for Market Making

Series 65 - Offers, Sales, and Other Transactions

Series 24 - 3.2.3. Corporate Accounts

SIE - 5.3.5. Wash Sales

Series 27 - Trading Ex Interest

Series 3 - Exercise

Series 66 - 9.5.1. When Financial Exploitation Is Suspected

Series 51 - Securities Act of 1933

Series 7 - 14.8.3. Five-Year Records

Series 65 - Taxation of U.S. Treasuries and Municipal Securities

Series 66 - 2.4.4. Bond Certificates

Series 24 - 3.1.2. Customer Identification Verification

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon material was invaluable in helping me pass this exam. The organization of the content, the tests, the video and lecture material, were all exactly on point. Thank you! (Series 54)

Mark Melio, Melio & Company, LLC. Northfield, IL

Thank you for the flexibility and the study material for 63, I ended up with an 87 thanks to your materials! Thank you Solomon!

Allen Ruffles

What an excellent resource! I passed my SIE Exam on my first try and Solomon Exam Prep did an excellent job preparing me for the test. I would highly recommend purchasing the study guide, video lectures, and the exam simulator. The exam simulator is especially helpful. As long as you are scoring consistently in the mid to high seventies on the timed practice exams, you will have no problem with the actual exam. Thank you again to Solomon!

Carter Spearry, Merrill Lynch. Rocky River, OH

You guys produce a great product, and your 82 materials really saved my life. Thanks.

Joshua M. Salisbury, Salisbury Financial, Atlanta, GA

I just passed the S51 with an 86%. I want to express my sincere thanks to Solomon. I love the way you structure your practice exams. I always enjoy receiving speedy responses from Ask the Professor, especially from Karen. Karen, thank you for all your help, you are the best!!!!!!!

Margaret Chen, PFS Investment, Duluth, GA

I just passed the Series 50 exam! Yay! The Solomon Exam Prep materials are excellent. I utilized the guide book, on-line lecture, on-line course, on-line study guide and quizzes. The "Ask the Professor" feature was very helpful as well. I highly recommend their resources.

Lori Volz, Baker Tilly, Minneapolis, MN