Series 28: Market Makers

Taken from our Series 28 Online Guide

Market Makers

Market makers are dealers that do not carry customer accounts or trade in over-the-counter options but are ready, willing, and able to effect transactions in reasonable quantities at quoted prices with other brokers or dealers and do engage in the following activities:

• Regularly publish competitive bid and offer quotations in a recognized inter-dealer quotation system

• Furnish competitive bid and offer quotations on request

Market makers must ca

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I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

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Gayle Espinosa. Los Angeles, CA

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