Series 66: Exercise

Taken from our Series 66 Online Guide

We have an Audiobook for this text!

Exercise

Answer the following questions

1. True or false. For equity investors, potential gains equal potential losses.
2. True or false. The right of limited liability applies to only preferred stockholders of a corporation.

Answers

1. False. For equity investors, upside potentia

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: Exercise, you might also be interested in:

SIE - 7.3.2.5.1. The Income Statement

Series 7 - 17.1. First Market: The Auction Market

Series 14 - 5.2.3.1. Prohibition on Guaranteeing Customers Against Loss

Series 79 - A.10.1. Composite Indexes

Series 63 - Net Capital Requirements

Series 27 - Delivery Instructions

Series 24 - Business Continuity Plans and Emergency Contact Information

Series 52 - Rollovers

Series 65 - Current Financial Status

Series 63 - Federal Exclusions from the Definition of Investment Adviser

SIE - 6.3. Restrictions on the After-Market of a Public Offering

Series 52 - 8.4.2.5. Customer Identification Program

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks to you guys, I passed my Series 7 the first time around on Tuesday the 21st. The information given was not only accurate but easy to absorb due to the way the material was set up in your course. I will back to study the Series 66 with you.

Albert Jose, AXA Advisors, Menifee, CA

The Series 66 Exam Prep offered by Solomon Exam Prep is exceptional. I used both the textbook and the exam simulator as my only study materials for the exam and passed with an 88. The Solomon material is written in a way which is easy to understand and digest. The exam simulator was excellent in preparing me with quizzes and full length practice tests to focus on my points on weakness and prepare me for the real thing! I would highly recommend both of these products to anyone!

Luke Bowes, Seymour, TN

I passed the Series 66 exam with an 83 this morning! I wanted to personally thank you for all the help you have given me. Your method of presenting the information needed to pass these exams is outstanding (I only had two weeks to study). In the future I wouldn't even consider using another resource to tackle the preparation for a Series exam. Moving forward in my career I will be sure to pass this information on to friends and colleagues without hesitation.

Michael F. Lee, Jr. Hatteras Funds, Raleigh, NC

Thank You. Thank You. Thank You. Having the audio, video lectures (with the printable power-point!) and exam simulator in addition to the book really engages you in the material. It becomes a game! I passed the 66 with an 84%.

Colleen Shelly, PNC Investments, Cleveland, OH

Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

Pablo Serna, Silicon Valley Bank, Menlo Park, CA

I passed the Series 66 with an 82 after just a few weeks of serious studying, thanks to the Solomon Exam Simulator and study calendar! I would (and do) recommend Solomon Exam Prep to everyone!

Janie Richards, Kestra Financial, Austin, Texas