Series 28: Chain Of Command

Taken from our Series 28 Online Guide

Chain of Command

Every branch office is required to designate at least one General Representative or General Principal with the supervisory authority and responsibility over the activities of that office and any non-branch locations in its jurisdiction. In addition, an appropriately register

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Chain Of Command, you might also be interested in:

Series 53 - Rule G-11—Primary Offering Practices

Series 6 - 7.5.1.4. Disclosure of Taxation Considerations

Series 7 - 17.6.1 National Market System

Series 14 - 9.1.1. Types of Public Communications

Series 82 - Pool of Arbitrators

Series 66 - Bonus Annuities

Series 53 - 3.1.3.4. Disclosure Requirements for Control Relationships

Series 51 - Who Can Sell 529 Plans?

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!

Jessie Urban, Securities America Inc, LaVista, NE

I loved using Solomon Exam Prep. I used Solomon for 1 month and passed my Series 65 exam. I had previously used Kaplan and failed the same exam. I feel as if Solomon provided significantly better Exam prep and technology in a more concise manner than any other system I have used. Thank you for such a great service.

Mackenzie Abbate Knights of Columbus Slidell, Louisiana

I passed the Series 65 this afternoon! Your online test simulation was terrific. Thanks so much!

David G., San Francisco, CA