Series 27: Supervisory System

Taken from our Series 27 Online Guide

Supervisory System

A supervisory system is a defined structure that specifies how a member firm should oversee the activities of its employees. FINRA requires that member firms set up a supervisory system that will:

• Define which member offices are designated as Offices of Supervisory Jurisdiction
• Describe how the OSJs are to be managed
• Establish a managerial chain of command and att

+ Read More

More Series 27 Info

What are people saying?

Create an Account

Since you're reading about Series 27: Supervisory System, you might also be interested in:

Series 65 - Exercise

Series 66 - Exercise

Series 79 - Price/Earnings Ratio

Series 7 - 9.4.1.2.2 Liabilities

Series 24 - Business Plan

Series 24 - Options

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

I passed my 27 and I can't thank you enough for the preparation materials, most importantly the Final Exams. I studied for weeks for this test and buckled down the last two weeks of 6 hour study days. It's a great feeling and I couldn't have done it without you!!!

Amanda Whitney, Great Nation Investment Corporation, Amarillo, TX

I have taken and passed the SIE, Series 7, and Series 66 using this amazing Solomon study program. Each time, I felt prepared for the exam and confident in my answers. Solomon's study structure and varying mediums of study make it interactive and easy to learn.. It's an amazing deal for the tools received. I would highly recommend this program!

Abbigayle Hanoch, LPL Financial. Ventura, NM

Solomon Exam prep did a great job helping me prepare for the Series 50. The exam simulator was excellent and I felt so prepared during the exam!

Amber Nielsen, Baker Tilly Municipal Advisors. Mishawaka, IN

I actually initially failed the Series 52 and was left frustrated with the previous exam prep course that I previously took. I took a look at many of your testimonials and thought I would take a chance on Solomon. I was not disappointed. I passed the Series 52 on the second go, and the test was a breeze due to the preparation of your Series 52 exam prep. I couldn't be happier with Solomon. Onward and upward!

Akio Ohtake-Gordon, Piper Sandler & Co. Lakewood, CO.

I passed the Series 6 (on my first attempt) with help from Solomon Exam Prep. The audio study book and online exams were the most beneficial tools for me, and would highly recommend Solomon to all of my Allstate colleagues.

Shy Singleton, Allstate, Jacksonville, Florida