Series 79: Categories Of Issuers

Taken from our Series 79 Top-off Online Guide

Categories of Issuers

As a result of a series of reforms enacted in 2005, the SEC now recognizes several distinct categories of issuers. These categories are important because they affect what activities and communications the issuer may engage in following the filing of a registration statement, or in the absence of a registration statement.

Since you're reading about Series 79: Categories Of Issuers, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!