Series 27 — Financial and Operations Principal Qualification Examination

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Study Guide
ONLINE STUDY GUIDE

The Solomon Series 27 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 27 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.

To view a sample click here

The Solomon Series 27 Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon Series 27 Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.

The Study Guide is available in your online Solomon account (this digital guide requires Internet connection and is not downloadable). If you would like a physical book, a hard copy upgrade is available(shipping & handling will apply) that contains the same content as the online edition in your Solomon account.

To view a sample click herePlease note: This is a pdf sample from the hard copy edition. If you want this look, you must purchase the hard copy upgrade.



Exam Simulator
EXAM SIMULATOR

Designed to work with the Solomon Series 27 Study Guide, the Solomon Series 27 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned. 

Sample a free demo of our Series 27 Online Exam Simulator here!

Designed to work with the Solomon Series 27 Study Guide, the Solomon Series 27 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.

The 180-day subscription to the Solomon Series 27 Exam Simulator offers:

• Over 1,200 original Series 27 practice questions with robust rationales which clearly explain why a specific answer is correct

• Questions updated continually to keep up with regulatory and industry changes

• Self-assessment tools that helps you identify areas that require more study

• An unlimited number of 20-question quizzes based on chapters of the study guide  

• An unlimited number of 150-question untimed practice exams with immediate answer feedback

• An unlimited number of 150-question timed practice exams

Exam simulator subscriptions are limited to one individual.

Sample a free demo of our Series 27 Online Exam Simulator here!
Video Lectures
VIDEO LECTURE

The Solomon Series 27 Video Lecture highlights the most important and heavily-tested exam topics. Join the Solomon Professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 6.7-hour recorded course walks you through the most critical Series 27 concepts. 


The Solomon Series 27 Video Lecture highlights the most important and heavily-tested exam topics. Join the Solomon Professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 6.7-hour recorded course walks you through the most critical Series 27 concepts.

Lectures are peppered with practice questions to help you use what you are learning.

The Series 27 Video Lecture is available through the Solomon website and can be accessed via computer or mobile device. Video lecture subscriptions are for 180 days.


Audiobook
AUDIOBOOK

If you like to listen, the Solomon Series 27 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 27 Audiobook is a 10.5-hour audio recording of the Solomon Series 27 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam. 

To listen to a sample click here.

If you like to listen, the Solomon Series 27 Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon Series 27 Audiobook is a 10.5-hour audio recording of the Solomon Series 27 Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.

The Solomon Series 27 Audiobook is a verbatim reading of The Solomon Exam Prep Guide to the Series 27 FINRA Financial and Operations Principal Qualification Examination.

The Series 27 audiobook is a great companion to the Series 27 Online Exam Simulatorthe industry-leading online testing program that ensures you are learning and retaining the information. 

  Available in the following formats:

  • Streaming Audio + Instant MP3 download


The MP3 files are compatible with all major MP3 players, including but not limited to:iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.

(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)

To listen to a sample click here.
WHAT CUSTOMERS SAY ABOUT SOLOMON'S FINANCIAL AND OPERATIONS PRINCIPAL QUALIFICATION EXAMINATION

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

ADDITIONAL FEATURES
STRENGTH BREAKDOWNS
Refine your Exam Simulator practice with detailed exam results. Solomon reports analyze which topics you’re strong in and which require more study so that you can focus your attention on the subjects that need your attention the most.
ASK THE PROFESSOR
Solomon students can click the Ask the Professor button and get:

  • A speedy response
  • Direct access to Solomon professors
  • Personalized help

"The Ask the Professor and live chat features were excellent!"

Carol G, New York
STUDY SCHEDULES
Interactive online study schedules help you master the exam study material with maximum efficiency. Choose a study schedule based on your timeline and expected exam date. You can edit, delete, and check off completed items or create custom items. You’ll find detailed instructions for what to do every step of the way.
INTERACTIVE REVIEW
This Exam Simulator feature makes it easy to review the questions you’ve gotten wrong on quizzes and exams. The interactive review is untimed, ungraded and you receive immediate feedback on your answers.
FREQUENTLY ASKED QUESTIONS ABOUT THE SERIES 27

How do I register to take the Series 27?

To take the Series 27, a FINRA member firm must file a Form U4 application on your behalf through FINRA’s Central Registration Depository (CRD). There are no prerequisites to take the Series 27; however, you will have to get fingerprinted and answer a lengthy set of questions about your background.

What does a Series 27 license allow me to do?

The Series 27 qualifies you to become a Financial and Operations Principal, often called a FINOP for short. A FINOP is the individual who is responsible for correctly preparing and maintaining the books and records for specific member firms.  Members firms who have a net capital requirement of at least $250,000 or municipal dealers who have a net capital requirement of $150,000 must have a FINOP preparing their books and records.  Passing the Series 27 exam demonstrates that you adequately understand how to prepare and maintain the books and records in compliance with securities laws and regulations. 

Outline: http://www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/industry/p011075.pdf

How long should I prepare for this exam?

We recommend studying 80-100 hours over a four-week period.

What score do I need to pass the exam?

A score of 69% is required for passing.

Note: Your score will be rounded down to the next lowest whole number (e.g. 68.9% would be a final score of 68%--not a passing score for the Series 27 Exam).

SERIES 27 PRODUCT SAMPLES

STUDY GUIDE

Guide Sample

EXAM SIMULATOR

Number of Questions10
Time DurationUntimed
Answer Feedback
Instant validation and rationale
Percentage required to pass69%

AUDIOBOOK

Thank you for listening to our audio samples. Purchase this audiobook to unlock all of the tracks.
Track Title Bookmark Length Download
3 Introduction 0:00 9:59
4 Section One: Net Capital 0:00 18:33

VIDEO LECTURE

Thank you for listening to our video sample. Purchase this video lecture to unlock all of the tracks.
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