FAQs
IAR Continuing Education
- Continuing Education for Investment Adviser Representatives (0 FAQs)
General - General FAQs (15 FAQs)
Choosing a Securities Exam - Choosing a Securities Exam (112 FAQs)
Video Lecture - Video Lecture (8 FAQs)
Audiobook - Audiobook (10 FAQs)
Exam Simulator - Exam Simulator (3 FAQs)
Transferring Materials - Transferring Materials (1 FAQs)
SIE Exam - SIE Exam (7 FAQs)
Series 3 - Series 3 - National Commodities Futures Examination (0 FAQs)
Series 6 - Series 6 - FINRA Investment Company Products/Variable Contracts Representative Exam (11 FAQs)
Series 7 - Series 7 - FINRA General Securities Representative Exam (10 FAQs)
Series 14 - Series 14 - Compliance Official Qualification Examination (4 FAQs)
Series 22 - Series 22 - Direct Participation Programs Representative Exam (0 FAQs)
Series 24 - Series 24 - FINRA General Principal Qualification Examination (7 FAQs)
Series 26 - Series 26 - Investment Company Products/Variable Contracts Limited Principal Exam (6 FAQs)
Series 27 - Series 27 - Financial and Operations Principal Qualification Examination (7 FAQs)
Series 28 - Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination (8 FAQs)
Series 50 - Series 50 - Municipal Advisor Representative Qualification Exam (4 FAQs)
Series 51 - Series 51 - MSRB Municipal Fund Securities Limited Principal Qualification Exam (3 FAQs)
Series 52 - Series 52—MSRB Municipal Securities Representative Qualification Examination (3 FAQs)
Series 53 - Series 53 - MSRB Municipal Securities Principal Qualification Exam (4 FAQs)
Series 54 - Series 54 - MSRB Municipal Advisor Principal Qualification Examination (5 FAQs)
Series 63 - Series 63 - NASAA Uniform Securities Agent State Law Exam (7 FAQs)
Series 65 - Series 65 - NASAA Uniform Investment Adviser Law Exam (7 FAQs)
Series 66 - Series 66 - NASAA Uniform Combined State Law Exam (7 FAQs)
Series 79 - Series 79 - FINRA Limited Representative Investment Banking Exam (7 FAQs)
Series 82 - Series 82 - FINRA Limited Representative-Private Securities Offerings Qualification Exam (8 FAQs)
Series 99 - Series 99 - FINRA Operations Professionals Exam (5 FAQs)
General - General FAQs (15 FAQs)
Choosing a Securities Exam - Choosing a Securities Exam (112 FAQs)
Video Lecture - Video Lecture (8 FAQs)
Audiobook - Audiobook (10 FAQs)
Exam Simulator - Exam Simulator (3 FAQs)
Transferring Materials - Transferring Materials (1 FAQs)
SIE Exam - SIE Exam (7 FAQs)
Series 3 - Series 3 - National Commodities Futures Examination (0 FAQs)
Series 6 - Series 6 - FINRA Investment Company Products/Variable Contracts Representative Exam (11 FAQs)
Series 7 - Series 7 - FINRA General Securities Representative Exam (10 FAQs)
Series 14 - Series 14 - Compliance Official Qualification Examination (4 FAQs)
Series 22 - Series 22 - Direct Participation Programs Representative Exam (0 FAQs)
Series 24 - Series 24 - FINRA General Principal Qualification Examination (7 FAQs)
Series 26 - Series 26 - Investment Company Products/Variable Contracts Limited Principal Exam (6 FAQs)
Series 27 - Series 27 - Financial and Operations Principal Qualification Examination (7 FAQs)
Series 28 - Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination (8 FAQs)
Series 50 - Series 50 - Municipal Advisor Representative Qualification Exam (4 FAQs)
Series 51 - Series 51 - MSRB Municipal Fund Securities Limited Principal Qualification Exam (3 FAQs)
Series 52 - Series 52—MSRB Municipal Securities Representative Qualification Examination (3 FAQs)
Series 53 - Series 53 - MSRB Municipal Securities Principal Qualification Exam (4 FAQs)
Series 54 - Series 54 - MSRB Municipal Advisor Principal Qualification Examination (5 FAQs)
Series 63 - Series 63 - NASAA Uniform Securities Agent State Law Exam (7 FAQs)
Series 65 - Series 65 - NASAA Uniform Investment Adviser Law Exam (7 FAQs)
Series 66 - Series 66 - NASAA Uniform Combined State Law Exam (7 FAQs)
Series 79 - Series 79 - FINRA Limited Representative Investment Banking Exam (7 FAQs)
Series 82 - Series 82 - FINRA Limited Representative-Private Securities Offerings Qualification Exam (8 FAQs)
Series 99 - Series 99 - FINRA Operations Professionals Exam (5 FAQs)