Series 24: Use Of Manipulative, Deceptive, Or Other Fraudulent Devices

Taken from our Series 24 Online Guide

Use of Manipulative, Deceptive, or Other Fraudulent Devices

FINRA Rule 2020 prohibits member firms from engaging in any transaction or encouraging the purchase or sale of any security by means of manipulative, deceptive, or other fraudulent devices. This broad rule (formerly NASD 2120) has been used over the y

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Solomon Exam Prep Study Materials for the Series 24
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