Series 50: Disclosures And Disclaimers

Taken from our Series 50 Online Guide

Disclosures and Disclaimers

Disclosures or disclaimers can be added to information to assure that the information will not be construed as advice or a recommendation. Here are some examples of such disclosures:

• “No recommendation is being made.”
• “This firm is not acting as a municipal advisor and holds no fiduciary duty to the

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