Series 24: 4.2.4. Sales Of Securities At Reduced Prices

Taken from our Series 24 Online Guide

4.2.4. Sales of Securities at Reduced Prices

No member that participates in a selling syndicate or selling group in connection with a fixed price offering may offer any securities in the offering at a price below the stated public offering price. This restriction applies until the offering terminates or until the issuer or underwriter is unable to continue selling the securities a

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