Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders

Taken from our Series 3 Online Guide

7.1.2. Registration of Floor Brokers and Floor Traders

Floor brokers and floor traders apply for registration by completing and delivering Form 8-R with a fingerprint card and by paying an $85 registration fee. Registration is granted when th

+ Read More

More Series 3 Info

What are people saying?

Create an Account

Since you're reading about Series 3: 7.1.2. Registration Of Floor Brokers And Floor Traders, you might also be interested in:

Series 82 - 2.1. Opening and Maintaining Customer Accounts

Series 63 - Introduction

Series 50 - Variable-Rate Securities

Series 24 - 2.1.5.1. The Taping Rule

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I would heartily recommend Solomon for anyone studying for the Series 3. The materials are comprehensive, the bank of questions vast and the responsiveness to questions incredibly impressive and detailed. I passed first time and that in no small part is down to Solomon.

David Woolfenden Totem London

I initially studied using a different exam prep course (The Securities Institute of America). I waited until I consistently passed the practice exams with a score over 90% before I took the actual exam and unfortunately I failed the exam on my first attempt. I discovered and purchased the Solomon Exam Prep and immediately noticed the studying material was more in depth. I waited until my practice exam score was consistently over 85% and I went to take the actual exam and passed. Thank you so much!! (Series 3)

Joshua Turner, J.D. Turner Capital, LLC, Baltimore, MD

Great service, practice questions and mock exams were the key to passing. (Series 3)

Darragh Lenihan, Global Commodities Holdings Limited. Singapore

Used Solomon for my second & third time. First time I used a different company & day of test, I had no idea what I was reading. Second time, I bought Solomon a little too close to my test date, failed but had a higher score. Third Time, used strictly Solomon & passed! Cant thank Solomon enough, will recommend to everyone!

Ashley F, Citi. New York, NY

I studied about 30 hours for the series 82 and passed with the help of the resources provided by Solomon Exam Prep. This company was very responsive with my questions and encouraging. I think they saved me at least 20 hours with their guide... I am very happy.

Matthew Khalili, Whyte & Co, Los Angeles, CA

Jeremy, I passed the Series 7 yesterday with an 87% using only your book and online practice tests. Thanks!

Aaron Johnson, Humble, TX