Series 24: Exercise

Taken from our Series 24 Online Guide

Exercise

Match the following terms with the best relating statement.

A. All-or-none commitment

B. Best-efforts commitment

C. Firm commitment

D. Mini-max commitment

1. ____ The underwriter commits to sell a minimum number of shares of the offering or the offering will be cancelled. The underwriter is expected only to use its best efforts to sell the remainder.

2. ____ The underwriter agrees to purchase all the securities at a discount and then sell the securities to the public at a public offering price. The underwriter assumes all the risk of the offering, incl

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