2.5.2. Sanctions
FINRA may impose the following sanctions on a member firm or associated person for any violation of federal securities laws, rules, or regulations, or FINRA rules, or for any neglect or refusal to comply with a FINRA order, direction, or decision:
• Censure or fines
• Suspension or expulsion
• Prohibition on associating with other member firms
• Imposition of a temporary cease and desist order
• Any other fitting s