1.2.1.2.2. Limited Representative
• Investment Company and Variable Contracts Products Representative (Series 6)—allows the individual to sell investment company products, such as annuities, variable life insurance, and mutual funds.
• DPP Representative (Series 22)—allows the individual to sell Direct Participation Program products.
• Municipal Advisor Representative (Series 50)—allows the individual to provide advice about municipal financial products to, or on behalf of, municipal entities.
• Municipal Securities Representative (Series 52)—allows the individual to sell municipal securities.
• Securities Trader Representative (Series 57)—allows the individual to be an over-the-counter equities trader.