Series 82: Exercise

Taken from our Series 82 Online Guide

Exercise

Answer true or false.

1. ____ Records relating to the verification of identification must be kept at least three years.

2. ____ Full trading authority allows a third party to trade in an account without prior permission from the account owner.

3. ____ A customer’s age is required information to complete a suitability questionnaire.

4. ____ After a married couple signs a joint party agreement upon opening a joint account, both parties are able to make transactions in the account without permission from the other.

Answers

1. False. Records relating to the verification of identif

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: Exercise, you might also be interested in:

Series 65 - 3.1.4.3 Mutual Fund Prospectus Rules

Series 53 - Timeline for Reclamations

Series 24 - Customer Accounts

Series 79 - 13.2.3. Going Private

Series 24 - 2.8.3. Withdrawal of Equity Capital

Series 14 - 9.1.3.1. Approval and Recordkeeping

Series 82 - Series 82 Online Guide

Series 65 - 5.3.3.2 Tactical Asset Allocation

Series 22 - Leveraged Lease

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

I took the Series 82 just four weeks after passing the SIE. I followed the study plan, took tons of the great practice tests, got great advice from Karen, and everything worked out well. It was literally the perfect test prep experience. The materials themselves were not overly long as with other groups, it was the exactly right amount, and the Exam Simulator is just awesome, best one of its kind I've ever used. 100% rating. Thank you, Solomon!

Jonathan Roth, DAK Capital/DAK Group, Rochelle Park, NJ

I used Solomon to study for the Series 82. The material was spot on! More importantly, the practice tests and timed tests were much harder than the actual Series 82, which was very helpful in passing the test. Thanks!!

Rhett Grimes, Anchortree Capital. Nashville, TN

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

I just passed the 82 on my first attempt. The study guide and unlimited practice study exams are priceless. I took full practice exams until I was scoring in the 90's and I'm glad I did. The questions on the actual exam were more difficult than any of my practice exams but I was able to think through them and apparently answer enough questions correctly. I truly wouldn't have passed this exam without all of the practice exams Solomon offered.

Adam Drewry, Parsonex Securities. Denver, CO

After a lengthy absence from the securities industry, I again needed to get licensed. With the great help of Solomon, I did the SIE, Series 7, Series 63, and Series 82, in just over 5 months. The materials are comprehensive and I would recommend reading it all at least twice. Have realistic goals and meet them. Don't take too many days off as the quicker you learn the material the less likely your are to forget the initial stuff. I found the "Ask the Professor" feature to be particularly helpful (and responsive!). I hope I don't need further exams any time soon but, if I do, I will use Solomon.

Shawn Sullivan Charlestowne Securities Darien, CT