Series 53: Customer Identification Verification: USA PATRIOT Act

Taken from our Series 53 Online Guide

Customer Identification Verification: USA PATRIOT Act

The USA PATRIOT Act requires member firms to use the name, address, date of birth, and Social Security number or tax identification number to independently verify the identity of the customer. This verification can be done with a current driver’s license, passport, or another government-issued identification (a Social Security card is not acc

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