Series 82: 1.1.2.1.7. Information Distribution For Private Placements

1.1.2.1.7. Information Distribution for Private Placements

While private placements are exempt from SEC registration, Regulation D requires that non-accredited investors be given access to the same organizational and financial information concerning the issuer as would appear in an SEC registration statement. This may be audited financials for non-reporting companies, and Forms 10-K or S-1 for reporting companie