Series 82: 1.1.2.1.2. Information Requirements

Taken from our Series 82 Online Guide

1.1.2.1.2. Information Requirements

No specific disclosure to investors is required if the issuer is selling securities (1) only under Rule 504 or (2) only to accredited investors.

If the issuer is selling to any non-accredited investors under Rule 506, the issuer must furnish these investors with information similar to what would be found i

+ Read More

More Series 82 Info

What are people saying?

Create an Account

Since you're reading about Series 82: 1.1.2.1.2. Information Requirements, you might also be interested in:

Series 53 - Records for Secondary Market Trading Account Transactions

Series 66 - Simplified Employee Pension (SEP) Plans

Series 24 - 4.2.3. Conflicts of Interest Disclosure with Public Offerings

Series 53 - Oversubscription: Order Priority

Series 24 - Types of Public Communications

Series 51 - Municipal Advisors

Series 53 - Financial Records

Series 82 - Conduct Rules

Series 66 - 1.3 Risk

Series 24 - 2.7.4.4. Independent Public Accountant’s Reports

Series 24 - 4.1.8. Closing the Syndicate

Series 52 - Exercise

SIE - Bond Funds

Series 52 - 5.2.2.3. Operations and Maintenance (O&M) Covenant

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

The Solomon Exam Prep materials for the Series 82 were great. I felt very well prepared for the exam. I only studied for one full week (probably about 40 hours) and completed the exam in 30 minutes and passed! Thrilled with the results.

Jessica Kates, Carnegie Growth Partners LLC. Philadelphia, PA

I used Solomon to study for the Series 82. The material was spot on! More importantly, the practice tests and timed tests were much harder than the actual Series 82, which was very helpful in passing the test. Thanks!!

Rhett Grimes, Anchortree Capital. Nashville, TN

I passed the 82 and 63 within a few months coming from no financial background. The exam simulator is fantastic and has a large pool of questions.

Taylor Hawks, Maraboyina Capital. Dallas, TX

I successfully passed on the first attempt my Series 82 exam today after using the Solomon Exam Prep course. It is an excellent online study tool. The entire suite of exam prep offerings were very helpful as I could study at my own pace and customize my learning. I used the flashcards, quick and longer exams simulations and found the "Fast Facts" extremely useful as a final prep summary. I would highly recommend Solomon Exam Prep to anyone either just entering the securities industry or adding new licenses during their career.

Michael Ryan, Growth Capital Services. San Francisco, CA

Your content was phenomenal. I could not have done it [pass the Series 82] without you. Thank you!

Jonathan Livi, Uber Capital Group, Great Neck, NY

The online exam simulator was essential to helping me pass the Series 82 on my first attempt!! Have always used Kaplan for previous FINRA exams, so didn't know what to expect at first, but I was definitely prepared for this exam! Great job to everyone at Solomon, especially the exam writers !!

Luke Garcia, Capital Group, West Chester, PA