Series 52: Exercise

Taken from our Series 52 Online Guide

Exercise

Fill in the blank.

1. Marla the registered rep sends out a letter to fewer than _____ retail customers, so it will be considered correspondence.

2. Marla the registered rep sends an e-mail to more than 25 people within a _____ period, so it will be considered a form letter.

3. Answer do or do not. Municipal se

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