Series 28: Rules For Good Delivery

Taken from our Series 28 Online Guide

Rules for Good Delivery

When delivering securities, sellers must follow the Uniform Practice Code’s rules of good delivery. Good delivery means that a security is in proper contractual and regulatory readiness for the transfer of title. For example, a mutilated security does not constitute a good

+ Read More

More Series 28 Info

What are people saying?

Create an Account

Since you're reading about Series 28: Rules For Good Delivery, you might also be interested in:

Series 3 - 6.3.1.4.1. Market If Touched Orders

Series 63 - 5.7.2.1. Margin and Lending Specific Rules

Series 24 - Review Account Activity and Disclosures

Series 50 - Bond Indenture

Series 51 - Disclosures to Issuers (MSRB Rule G-17)

Series 7 - Chapter Six: Investment Companies

Series 6 - 4.1.1.2.9. Right to Sue for Wrongful Acts

Series 7 - 8.2.7. Taxation

Series 27 - Financial and Operations

Series 99 - 3.4 Broker-Dealer Supervisory Controls

Series 52 - 4.5.7. Maturity

Series 3 - 3.4. The Futures Spread

SIE - Participating Preferred Stock

Series 79 - A.3.1. Leading Indicators

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I wanted to let you know I passed my Series 28 today!! Thanks for great prep materials. I have been working really long hours at my job and it was a challenge finding the time to study. The video lectures proved to be a big help. I’m glad that exam is over!!!

Nikita Brown, BMI. Atlanta, GA

I took this Series 28 today and passed on my first try! I think the practice exams helped a ton, though in general, I would say the actual test seemed (at least to me), more difficult than the practice exams. Either way, couldn't have done it without the Solomon Exam Prep.

Gayle Espinosa. Los Angeles, CA

Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

Nikita Brown, BMI. Atlanta, GA

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

Nailed my Series 63!! Solomon, y'all rock! Passed this exam after failing twice with another vendor. So folks, use Solomon and PASS!

Sri Murali, Regions Investment Solutions, Baton Rouge, LA

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY