Series 24: 2.1.5. Written Supervisory Procedures

Taken from our Series 24 Online Guide

2.1.5. Written Supervisory Procedures

A firm's written supervisory procedures (WSPs) document the supervisory system and instruct supervisors as to how their supervisory responsibilities must be performed.

The member firm’s written supervisory procedures must record the names, titles, registration status, and locations of all its supervisory p

+ Read More

More Series 24 Info

What are people saying?

Create an Account

Since you're reading about Series 24: 2.1.5. Written Supervisory Procedures, you might also be interested in:

Series 50 - Rebate Payments

Series 24 - Financial Performance Disclosures

Series 24 - 5.6.5.4. Non-Directed, Directed, and Preferenced Orders

Series 65 - Long Put

Series 63 - Chapter 1 Practice Questions

Series 24 - 4.3.2.5. Anti-Fraud Provisions

Series 53 - 1.1.3. Securities Acts Amendments of 1975

Series 7 - 5.2.4.2 Strike Price Increments

Series 50 - Investment Adviser

Series 53 - Exercise

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I was very apprehensive about the Series 24 exam prior to taking it. Everyone I knew who had taken it informed me that it was an incredibly difficult test, with questions that were meant to trick you. After following Solomon's six week study outline and making flashcards for my weakest areas, I was averaging in the high 80s on the Solomon practice exams. That gave me the confidence I needed to walk into the test center feeling prepared, and the knowledge I needed to walk out of the test center having scored an 88. I am now recommending the Solomon Series 24 materials to everyone at the office!

Janie Richards, Austin, Texas

Jeremy, I just wanted to take a moment to say thank you so much for your wonderful product! Your study guides helped me pass the 7, 66, 24, 52, and 53 all within 2 and a half months. Thank you again!

Christopher Kriak, Compliance Analyst, PNC Investments, Pittsburgh, PA

I was very impressed with all elements of Solomon's Series 24 offerings. Solomon provided an incredibly organized system for me to utilize, which kept me "on point" and focused. I felt good confidence going into the test because of the structured system that Solomon developed. I would certainly recommend Solomon to anyone that is taking the Series 24.

William Bundy, Bundy Group. Charlotte, NC

I used Solomon to sit Series 24 and Series 79, passing with 81% and 88% respectively. Having looked at other material providers, Solomon stands out because of their prompt replies to student questions and the completeness of the answers provided – they are the best out there!

Chris Brice,CFA Bell Potter Cantley, Québec, Canada

Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!

Shawn McClain, Natixis, Charlotte NC

I had tried another learning system before Solomon and walked into the Series 24 unprepared and subsequently failed. After using the Solomon system for three weeks, taking full advantage of the app on my cell phone I walked into my second attempt very prepared for the type of questions I was going to see. Not only did I pass, I did so with confidence. Thanks so much Solomon!

Steven Eisner, Penn Mutual/HTK, Hauppauge, NY