Series 53: 2.2.2.1. Change In Status

Taken from our Series 53 Online Guide

2.2.2.1. Change in Status

Dealers are required to notify the MSRB within 30 calendar days if any information provided in Form A-12 becomes inaccurate. An updated Form A-12 must be submitted if a dealer changes the firm’s name or address, modifies its activities, or stops engaging in municipal securities business for any reason. De

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