Series 24: Safe Harbor For Statements By Issuers

Taken from our Series 24 Online Guide

Safe Harbor for Statements by Issuers

The SEC offers protection for issuers that make errors in forward-looking statements that are included in documents filed with the SEC or in annual reports to shareholders. A forward-looking statement is defined as a statement that contains the issuer’s financial projections, management’s plans regarding future operations, management’s expectations of future economic performance, or any disclosed assumptions u

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I just took the Series 24 and passed with an 80%. I couldn't have done it without the Solomon test simulator.

Joseph Shapiro, Edward Jones Investments, St. Louis, MO

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Hope Brackin, Cambridge Investment Research, Inc., Auburn, AL

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