Series 66: 7.10.5.1. Termination Of An Agent’s Registration

Taken from our Series 66 Online Guide

7.10.5.1. Termination of an Agent’s Registration

Whenever an agent begins or ceases to engage in the activities that make him an agent, both the agent and the broker-dealer or issuer he works for must promptly notify the administrator. The broker-deal

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 7.10.5.1. Termination Of An Agent’s Registration, you might also be interested in:

Series 24 - First Market: The Auction Exchange Market

Series 3 - 4.1.7. More Options Terminology

Series 24 - 2.8.5.6. Form Custody

Series 65 - 2.8.3. High-Yield or Junk Bonds

Series 26 - Supervising Employee Conduct

Series 26 - Securities Record (also called the Stock Record)

Series 66 - Commercial Paper

Series 79 - Beneficial Ownership Reports: Schedules 13D and 13G

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL

Passed the Series 66 on my first attempt. I thought the exam simulator was perfect. The material gave me the confidence I needed going into test day. I will only use Solomon for any other exams I take in the future. Thank you!

Brendan Halick, David White & Associates, Walnut Creek, CA

I successfully passed the series 66 test yesterday! I could honestly say it was one of the happiest days of my life! I want to personally thank the excellent staff at Solomon exam prep! They are so knowledgeable and when I asked questions, they always went over the top with explanations and even sometimes creating charts for me to break down the concept. I felt really well served by this group. If you are looking for a company to help you succeed, you have found it Within Solomon exam prep team!

Shirley Antonini. Schuylkill Haven, PA

I passed my 66 with an 83%. The main method of studying was the mp3 that I downloaded and listened to on my commute to and from work. The audio book was the reason I did well. Thanks!

Eric Dicken, BB&T Investments, Winterville, NC

The Pass the 66 book/audio series, as well as the timely responses I received from the professor, all led to my success in passing the Series 66. This is a test that must be taken seriously, and does just that.

Jason Abbamonte, Charles Schwab, Naples, FL