Series 66: 7.8.2. Net Capital Requirements Of IARs

Taken from our Series 66 Online Guide

7.8.2. Net Capital Requirements of IARs

Unlike the investment adviser they work for, investment adviser representatives do not have to prove that they can meet certain capital requirements to register. In other words, even if she has a negative net worth (owes more than she’s worth), an investment adviser representative can still maintain her registration.

+ Read More

More Series 66 Info

What are people saying?

Create an Account

Since you're reading about Series 66: 7.8.2. Net Capital Requirements Of IARs, you might also be interested in:

Series 79 - 10.4.2.1. Finders

Series 24 - Non-qualified Plans

Series 65 - Chapter Eight

Series 7 - 14.2.10.2 Custodial Accounts

Series 65 - Exercise

Series 66 - 5.1.4. Corporate, Trust, and Estate Income Tax Fundamentals

Series 50 - Liquidity Risk

Series 65 - 5.2.3.3. Example of Balance Sheet and Income Statement

Series 7 - 7.2.1. Structure and Funding of REITs

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I used Solomon's Online Exam Simulator as a supplement to company provided materials for the Series 7 & 66, passing with scores of 86% & 88%. The online simulator made it easy to study on the go and provided peace of mind of preparedness walking in on test day. Highly recommended.

John Watlington, Merrill Lynch, Raleigh, NC

Solomon exam prep materials are the best! I have passed the SIE, Series 7, and Series 66 in less than 12 months using their materials. Their products are fantastic! The practice exams are excellent, and the probability calculator is spot on. I followed the provided customized study plan and took practice exams (over 20 lol) until my probability calculator was in the green (indicating a higher probability of passing) and the rest is history. There are no shortcuts. You must put in the work and stay disciplined, but the Solomon program WORKS and I would HIGHLY RECOMMEND them to anyone looking for amazing, comprehensive study materials to prepare for industry examinations.

Brandon Collins, Benchmark. Memphis, TN

I could not have passed without your study program Two secrets.... ipad2 and 1400 practice questions. Scored a 78. [Series 66]

Scott Harrison The Standard Woodland Hills, CA

Jeremy and team, thank you for your excellent study materials and your availability to provide guidance and feedback as I was able to pass my Series 66 on the first try... The most telling confirmation your training materials are top notch... when I sat for my exam, once the test started and I read the first question, I instantly knew from my studies using the Solomon training, I was going to handle the test. Being able to sense this from the first question was more than comforting. Thank you again!

Pablo Serna, Silicon Valley Bank, Menlo Park, CA

The Series 66 Exam Prep offered by Solomon Exam Prep is exceptional. I used both the textbook and the exam simulator as my only study materials for the exam and passed with an 88. The Solomon material is written in a way which is easy to understand and digest. The exam simulator was excellent in preparing me with quizzes and full length practice tests to focus on my points on weakness and prepare me for the real thing! I would highly recommend both of these products to anyone!

Luke Bowes, Seymour, TN

The Solomon Series 66 prep material was very comprehensive and practice quizzes and exams helped a great deal to gauge my likelihood of passing the exam

Florence Isaac Chicago, IL