Series 66: Exercise

Taken from our Series 66 Online Guide

Exercise

Choose IA or Not an IA.

1. _____ Jim, who works for Your Interest, a firm that receives compensation for giving investment advice

2. _____ Silvia, who teaches a class at a community college which includes several classes involving general strategies for financial investment

3. _____ Valued Services, a broker-dealer firm that pays its employees a commission for securities traded as well as occasional compensation for giving advice on which investments are best suited for clients’ portfolios.

4. _____ Investments Publishing, the publisher of a subscription-based interactive website with a component that allows investors to enter personal information and receive advice that matches their needs

5. _____ Beth, an agent for Security Group who gives investment advice but is only compens

Since you're reading about Series 66: Exercise, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!